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TRI-Continental Corp
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Overview Fund Activity

103 hedge funds and large institutions have $144M invested in TRI-Continental Corp in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
103
Holders Change
+4
Holders Change %
+4.04%
% of All Funds
2.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
27
Reduced
25
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$1.78M
2
PPA
2
Parametric Portfolio Associates
Washington
$3.09M
3
DADC
3
D.A. Davidson & Co
Montana
$724K
4
Stifel Financial
4
Stifel Financial
Missouri
$2.56M
5
DBT
5
Dubuque Bank & Trust
Iowa
$8.48M

Top Sellers

1
1832 Asset Management
1
1832 Asset Management
Ontario, Canada
$2.02M
2
1CP
2
1607 Capital Partners
Virginia
$0
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$834K
4
Bank of America
4
Bank of America
North Carolina
$4.67M
5
RVPG
5
Relative Value Partners Group
$19M
Name Holding Trade Value Shares
Change 		Shares
Change %
AF
26
Advisornet Financial
Minnesota
$992K – – –
Creative Planning
27
Creative Planning
Kansas
$956K +$38.6K +1,416 +4%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$834K -$1.11M -40,568 -57%
DADC
29
D.A. Davidson & Co
Montana
$724K +$510K +18,705 +238%
CA
30
Cetera Advisors
Colorado
$638K +$54K +1,977 +9%
LPL Financial
31
LPL Financial
California
$636K -$28.9K -1,059 -4%
HWA
32
Heritage Wealth Advisors
Virginia
$619K – – –
SBIA
33
Sheaff Brock Investment Advisors
Indiana
$580K -$681 -25 -0.1%
HighTower Advisors
34
HighTower Advisors
Illinois
$513K -$148K -5,430 -22%
KLI
35
Kelman-Lazarov Inc
Tennessee
$492K -$13.6K -500 -3%
PCMC
36
Private Capital Management (Colorado)
Colorado
$489K – – –
QCIG
37
Quad-Cities Investment Group
Iowa
$452K +$11.7K +428 +3%
TFCP
38
Twin Focus Capital Partners
Massachusetts
$447K – – –
LWAC
39
Laurel Wealth Advisors (California)
California
$433K +$3.3K +121 +0.8%
AIP
40
Ameritas Investment Partners
Nebraska
$424K – – –
9WM
41
9258 Wealth Management
Ohio
$383K +$953 +35 +0.2%
AAM
42
American Asset Management
Florida
$372K -$2.75K -101 -0.7%
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$340K -$37.5K -1,372 -10%
MFG
44
Magnus Financial Group
New York
$338K +$13.6K +500 +4%
JIC
45
Johnson Investment Counsel
Ohio
$338K +$27.3K +1,000 +9%
EPA
46
Element Pointe Advisors
Florida
$316K -$10.6K -389 -3%
CFA
47
Capstone Financial Advisors
Illinois
$315K +$315K +11,575 New
AG
48
Advisor Group
Arizona
$313K +$14.6K +535 +5%
HIS
49
Harvest Investment Services
Illinois
$303K -$25.4K -942 -8%
SJIC
50
St. James Investment Company
Texas
$300K – – –
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