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TRI-Continental Corp
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Overview Fund Activity

85 hedge funds and large institutions have $196M invested in TRI-Continental Corp in 2017 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 12 closing their positions.

Holders
85
Holders Change
–
Holders Change %
0%
% of All Funds
2.12%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
12
Increased
27
Reduced
25
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$3.91M
2
DBT
2
Dubuque Bank & Trust
Iowa
$2.6M
3
RJA
3
Raymond James & Associates
Florida
$13.2M
4
PPA
4
Parametric Portfolio Associates
Washington
$369K
5
CA
5
Cornerstone Advisors
North Carolina
$8.47M

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$18.2M
2
LCM
2
Landscape Capital Management
New Jersey
$1.15M
3
RCM
3
Rivernorth Capital Management
Florida
$10.3M
4
YMRC
4
Yorktown Management & Research Company
Virginia
$0
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$2.58M
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
26
RB Capital Management
Nevada
$1.2M 49,297 +2,078 +4%
UBS Group
27
UBS Group
Switzerland
$1.2M 49,115 +3,352 +7%
GC
28
Guggenheim Capital
Illinois
$1.16M 47,489 -18,699 -28%
LCM
29
Landscape Capital Management
New Jersey
$1.15M 47,189 -381,495 -89%
Stifel Financial
30
Stifel Financial
Missouri
$1.09M 44,998 +6,533 +17%
Creative Planning
31
Creative Planning
Kansas
$787K 32,315 +74 +0.2%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$756K 31,072 -18,833 -38%
Citigroup
33
Citigroup
New York
$693K 28,470 -33,138 -54%
HighTower Advisors
34
HighTower Advisors
Illinois
$650K 26,741 -291 -1%
HWA
35
Heritage Wealth Advisors
Virginia
$554K 22,735 – –
SJIC
36
St. James Investment Company
Texas
$543K 22,315 -2,065 -8%
SBIA
37
Sheaff Brock Investment Advisors
Indiana
$481K 19,739 +9,439 +92%
CAN
38
Cetera Advisor Networks
California
$456K 18,761 +756 +4%
SI
39
SII Investments
Wisconsin
$428K 17,687 -1,216 -6%
Invesco
40
Invesco
Georgia
$396K 16,277 -8,698 -35%
AIP
41
Ameritas Investment Partners
Nebraska
$379K 15,566 – –
PPA
42
Parametric Portfolio Associates
Washington
$369K 15,149 +15,149 New
Baird Financial Group
43
Baird Financial Group
Wisconsin
$360K 14,800 – –
AAM
44
American Asset Management
Florida
$332K 13,650 -1,000 -7%
GCP
45
GSA Capital Partners
United Kingdom
$324K 13,300 +13,300 New
Allianz Asset Management
46
Allianz Asset Management
Germany
$323K 13,250 +3,050 +30%
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
$298K 12,213 +12,213 New
Janney Montgomery Scott
48
Janney Montgomery Scott
Pennsylvania
$270K 11,093 +902 +9%
Northern Trust
49
Northern Trust
Illinois
$253K 10,364 – –
RFC
50
Regions Financial Corp
Alabama
$246K 10,087 -1,182 -10%
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