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Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
26
UBS Group
Switzerland
$186K +$33.9K +2,756 +22%
SSWM
27
Smith Salley Wealth Management
North Carolina
$171K – – –
AP
28
Advisor Partners
California
$149K – – –
RJA
29
Raymond James & Associates
Florida
$131K – – –
FNBT
30
FineMark National Bank & Trust
Florida
$124K – – –
Bank of America
31
Bank of America
North Carolina
$92K -$166K -13,530 -65%
BBHC
32
Brown Brothers Harriman & Co
New York
$38K – – –
ST
33
Smithfield Trust
Pennsylvania
$34K – – –
TJHA
34
Thomas J. Herzfeld Advisors
Florida
$24K – – –
JP Morgan Chase
35
JP Morgan Chase
New York
$22K – – –
FDCDDQ
36
Federation des caisses Desjardins du Quebec
Quebec, Canada
$13.9K – – –
NSIM
37
North Star Investment Management
Illinois
$12K – – –
TF
38
Tompkins Financial
New York
$9K +$2.46K +200 +40%
US Bancorp
39
US Bancorp
Minnesota
$4K – – –
BC
40
Bartlett & Co
Ohio
$3K – – –
BCWM
41
Bartlett & Co Wealth Management
Ohio
$2.59K – – –
DA
42
Doliver Advisors
Texas
– -$163K -13,337 Closed
Northern Trust
43
Northern Trust
Illinois
– -$155K -12,613 Closed
SWP
44
Stratos Wealth Partners
Ohio
– -$49K -4,000 Closed
TRCT
45
Tower Research Capital (TRC)
New York
– -$26K -2,129 Closed
PCG
46
Private Capital Group
Connecticut
– -$2.03K -165 -93%