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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SSWM
26
Smith Salley Wealth Management
North Carolina
$178K +$1.77K +140 +1%
Northern Trust
27
Northern Trust
Illinois
$168K +$165K +13,114 New
BBHC
28
Brown Brothers Harriman & Co
New York
$166K -$100K -7,950 -38%
AP
29
Advisor Partners
California
$159K +$152K +12,059 New
RJA
30
Raymond James & Associates
Florida
$146K -$15.8K -1,250 -10%
FNBT
31
FineMark National Bank & Trust
Florida
$128K
BBPWM
32
Blue Bell Private Wealth Management
Pennsylvania
$72K
ST
33
Smithfield Trust
Pennsylvania
$35K
TJHA
34
Thomas J. Herzfeld Advisors
Florida
$25K
TRCT
35
Tower Research Capital (TRC)
New York
$23K +$23K +1,825 New
JP Morgan Chase
36
JP Morgan Chase
New York
$22K
FDCDDQ
37
Federation des caisses Desjardins du Quebec
Quebec, Canada
$14.4K
NSIM
38
North Star Investment Management
Illinois
$13K
TF
39
Tompkins Financial
New York
$6K
BAM
40
Barrett Asset Management
New York
$6K +$6.31K +500 New
US Bancorp
41
US Bancorp
Minnesota
$4K
BC
42
Bartlett & Co
Ohio
$3K
SEI Investments
43
SEI Investments
Pennsylvania
$1K +$1.35K +107 New
SI
44
SII Investments
Wisconsin
-$869K -68,186 Closed
IA
45
Icon Advisers
Colorado
-$710K -55,587 Closed
WAM
46
Wolverine Asset Management
Illinois
-$253K -19,886 Closed
DA
47
Doliver Advisors
Texas
-$163K -12,758 Closed
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
-$49K -3,856 Closed
BF
49
BOK Financial
Oklahoma
-$38K -2,947 Closed