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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
26
Morgan Stanley
New York
$296K -$43.3K -3,551 -13%
GC
27
Guggenheim Capital
Illinois
$281K -$240K -19,681 -47%
RJA
28
Raymond James & Associates
Florida
$198K -$120K -9,845 -39%
AA
29
Ancora Advisors
Ohio
$197K -$296K -24,259 -61%
DA
30
Doliver Advisors
Texas
$191K +$183K +15,008 New
SSWM
31
Smith Salley Wealth Management
North Carolina
$176K -$33.1K -2,716 -16%
AGM
32
Alpine Global Management
New York
$162K +$155K +12,756 New
AGU
33
Alpine Group USVI
U.S. Virgin Islands
$162K +$155K +12,756 New
UBS Group
34
UBS Group
Switzerland
$149K -$15.3K -1,255 -10%
SCM
35
SOL Capital Management
Maryland
$143K
FNBT
36
FineMark National Bank & Trust
Florida
$127K
BBPWM
37
Blue Bell Private Wealth Management
Pennsylvania
$76K -$221K -18,101 -75%
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$49K +$47K +3,856 New
ST
39
Smithfield Trust
Pennsylvania
$35K
TJHA
40
Thomas J. Herzfeld Advisors
Florida
$25K -$4.46K -366 -16%
JP Morgan Chase
41
JP Morgan Chase
New York
$22K
FDCDDQ
42
Federation des caisses Desjardins du Quebec
Quebec, Canada
$14.3K
Barclays
43
Barclays
United Kingdom
$13K
NSIM
44
North Star Investment Management
Illinois
$13K
Creative Planning
45
Creative Planning
Kansas
$10K -$3.69K -303 -28%
TF
46
Tompkins Financial
New York
$6K
QAM
47
QCI Asset Management
New York
$6K +$5.43K +446 New
US Bancorp
48
US Bancorp
Minnesota
$4K -$670 -55 -16%
TRCT
49
Tower Research Capital (TRC)
New York
$3K -$20.2K -1,660 -89%
BC
50
Bartlett & Co
Ohio
$3K -$487 -40 -16%