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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GC
26
Guggenheim Capital
Illinois
$327K
JGUA
27
John G. Ullman & Associates
New York
$326K -$31.1K -2,400 -8%
SRC
28
Shufro Rose & Co
New York
$319K -$3.24K -250 -0.9%
BBHC
29
Brown Brothers Harriman & Co
New York
$222K
TAM
30
Tocqueville Asset Management
New York
$217K +$253K +19,519 New
SI
31
SII Investments
Wisconsin
$213K
UBS Group
32
UBS Group
Switzerland
$202K +$235K +18,147 New
AA
33
Ancora Advisors
Ohio
$194K
LCM
34
Landscape Capital Management
New Jersey
$170K +$198K +15,293 New
PAM
35
Peak Asset Management
Colorado
$167K +$194K +14,968 New
SSWM
36
Smith Salley Wealth Management
North Carolina
$161K +$6.1K +471 +3%
BBPWM
37
Blue Bell Private Wealth Management
Pennsylvania
$156K -$31.8K -2,456 -15%
SCM
38
SOL Capital Management
Maryland
$136K
AP
39
Advisor Partners
California
$134K
WSFS
40
Wilmington Savings Fund Society
Delaware
$131K
Geode Capital Management
41
Geode Capital Management
Massachusetts
$118K
Citigroup
42
Citigroup
New York
$47K +$9.73K +751 +21%
First Manhattan
43
First Manhattan
New York
$32K
TJHA
44
Thomas J. Herzfeld Advisors
Florida
$29K
WA
45
WFG Advisors
Texas
$22K
PAM
46
Panagora Asset Management
Massachusetts
$19K +$22.3K +1,723 New
CFSG
47
Community Financial Services Group
Vermont
$18K
MA
48
MUFG Americas
New York
$14K +$3.89K +300 +30%
US Bancorp
49
US Bancorp
Minnesota
$8K
NSIM
50
North Star Investment Management
Illinois
$6K