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Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SRC
26
Shufro Rose & Co
New York
$424K -$5.17K -360 -1%
TAM
27
Tocqueville Asset Management
New York
$334K +$329K +22,908 New
U
28
UBS
Switzerland
$328K +$19.8K +1,374 +7%
GC
29
Guggenheim Capital
Illinois
$316K – – –
BBHC
30
Brown Brothers Harriman & Co
New York
$291K – – –
Truist Financial
31
Truist Financial
North Carolina
$258K +$201 +14 +0.1%
AA
32
Ancora Advisors
Ohio
$254K – – –
SI
33
SII Investments
Wisconsin
$247K +$244K +16,982 New
LPL Financial
34
LPL Financial
California
$214K -$12.9K -900 -6%
YCM
35
Yakira Capital Management
Connecticut
$211K -$141K -9,787 -40%
SSWM
36
Smith Salley Wealth Management
North Carolina
$199K – – –
SCM
37
SOL Capital Management
Maryland
$178K – – –
AP
38
Advisor Partners
California
$176K – – –
WSFS
39
Wilmington Savings Fund Society
Delaware
$172K – – –
CAN
40
Cetera Advisor Networks
California
$171K – – –
BBPWM
41
Blue Bell Private Wealth Management
Pennsylvania
$167K +$105K +7,272 +172%
BC
42
Bartlett & Co
Ohio
$162K -$121K -8,452 -43%
LCM
43
Landscape Capital Management
New Jersey
$152K +$150K +10,442 New
CT
44
CMT Trading
Illinois
$149K – – –
GFM
45
Gramercy Funds Management
Connecticut
$78K – – –
Citigroup
46
Citigroup
New York
$59K -$97.2K -6,760 -62%
First Manhattan
47
First Manhattan
New York
$42K – – –
WA
48
WFG Advisors
Texas
$28K – – –
CFSG
49
Community Financial Services Group
Vermont
$24K – – –
TRCT
50
Tower Research Capital (TRC)
New York
$20K -$10.3K -718 -34%