SPE

Special Opportunities Fund
SPE

Overview Fund Activity

25 hedge funds and large institutions have $56.1M invested in Special Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
-1
Holders Change %
-3.85%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
4
Increased
5
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$850K
2
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$747K
3
B
3
Baird
Wisconsin
$234K
4
Morgan Stanley
4
Morgan Stanley
New York
$424K
5
FANJ
5
Financial Architects (New Jersey)
New Jersey
$276K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$0
2
KIM
2
Karpus Investment Management
New York
$18.2M
3
RVP
3
Relative Value Partners
Illinois
$25.5M
4
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$2.82M
5
JG
5
Jefferies Group
New York
$349K
Name Holding Trade Value Shares
Change 		Shares
Change %
RCM
26
Rivernorth Capital Management
Florida
– -$1.87M -106,187 Closed
WF
27
WealthTrust Fairport
Ohio
– -$21K -1,195 Closed
TRCT
28
Tower Research Capital (TRC)
New York
– -$5K -300 Closed
1
2