SOR

Source Capital
SOR

Overview Fund Activity

59 hedge funds and large institutions have $67.7M invested in Source Capital in 2015 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
59
Holders Change
+12
Holders Change %
+25.53%
% of All Funds
1.55%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.08%
New
18
Increased
12
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
1
Bulldog Investors
New Jersey
$14M
2
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$12.9M
3
DA
3
Doliver Advisors
Texas
$2.69M
4
LCM
4
Landscape Capital Management
New Jersey
$1.23M
5
RCM
5
Rivernorth Capital Management
Florida
$975K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$6.48M
2
RJA
2
Raymond James & Associates
Florida
$1.28M
3
1832 Asset Management
3
1832 Asset Management
Ontario, Canada
$0
4
Wells Fargo
4
Wells Fargo
California
$4.52M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$418K +$4.5K +68 +1%
LI
27
Lafayette Investments
Maryland
$405K +$8.81K +133 +2%
Squarepoint
28
Squarepoint
New York
$398K +$398K +6,000 New
NL
29
NWAM LLC
Washington
$329K -$2.32K -35 -0.7%
VKH
30
Virtu KCG Holdings
New York
$312K +$312K +4,706 New
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$310K -$11.8K -178 -4%
WHRC
32
W.H. Reaves & Co
New Jersey
$301K +$301K +4,550 New
FC
33
Fiduciary Counselling
Minnesota
$293K -$365K -5,503 -55%
Creative Planning
34
Creative Planning
Kansas
$239K +$39.8K +600 +20%
S
35
SignatureFD
Georgia
$232K +$232K +3,500 New
CBB
36
Citizens Business Bank
California
$216K – – –
TC
37
Telemus Capital
Michigan
$215K – – –
SHA
38
Smith Hayes Advisers
Nebraska
$204K – – –
KTC
39
Kistler-Tiffany Companies
Pennsylvania
$174K – – –
AA
40
Apriem Advisors
California
$166K – – –
Citigroup
41
Citigroup
New York
$144K +$199 +3 +0.1%
First Manhattan
42
First Manhattan
New York
$139K – – –
FMA
43
FNY Managed Accounts
New York
$113K +$113K +1,700 New
CAL
44
Capital Advisors Ltd
Ohio
$98K – – –
MFS
45
MSI Financial Services
Massachusetts
$82K -$24.4K -367 -23%
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$75K -$4.96K -75 -6%
BBPWM
47
Blue Bell Private Wealth Management
Pennsylvania
$56K +$51.6K +783 +1,169%
RAM
48
Riggs Asset Management
Pennsylvania
$53K – – –
IA
49
IFP Advisors
Florida
$39K +$39K +590 New
TRCT
50
Tower Research Capital (TRC)
New York
$36K +$36K +547 New
1
2
3