SOR

Source Capital
SOR

Overview Fund Activity

57 hedge funds and large institutions have $39.6M invested in Source Capital in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 22 increasing their positions, 13 reducing their positions, and 1 closing their positions.

Holders
57
Holders Change
+5
Holders Change %
+9.62%
% of All Funds
1.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
22
Reduced
13
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$3.27M
2
KIM
2
Karpus Investment Management
New York
$1.51M
3
Morgan Stanley
3
Morgan Stanley
New York
$4.58M
4
CA
4
Cornerstone Advisors
North Carolina
$725K
5
MAA
5
Mraz Amerine & Associates
California
$3.07M

Top Sellers

1
CAN
1
Cetera Advisor Networks
California
$460K
2
RJA
2
Raymond James & Associates
Florida
$1.22M
3
Goldman Sachs
3
Goldman Sachs
New York
$711K
4
SFS
4
Shaker Financial Services
Virginia
$2.54M
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
NL
26
NWAM LLC
Washington
$344K 5,291 +378 +8%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$335K 5,154 +2 +0%
SG Americas Securities
28
SG Americas Securities
New York
$317K 4,873 -50 -1%
KFS
29
KMS Financial Services
Washington
$296K 4,556 -444 -9%
TJHA
30
Thomas J. Herzfeld Advisors
Florida
$279K 4,292 +3 +0.1%
LCM
31
Landscape Capital Management
New Jersey
$272K 4,184 +4,184 New
Stifel Financial
32
Stifel Financial
Missouri
$234K 3,605 +200 +6%
BJL
33
Brighton Jones LLC
Washington
$232K 3,569 +41 +1%
SHA
34
Smith Hayes Advisers
Nebraska
$224K 3,442 -500 -13%
CBB
35
Citizens Business Bank
California
$212K 3,266 – –
TC
36
Telemus Capital
Michigan
$211K 3,250 – –
BBPWM
37
Blue Bell Private Wealth Management
Pennsylvania
$188K 2,897 +1,000 +53%
KTC
38
Kistler-Tiffany Companies
Pennsylvania
$171K 2,632 – –
Citigroup
39
Citigroup
New York
$140K 2,158 -334 -13%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$131K 2,030 – –
CAL
41
Capital Advisors Ltd
Ohio
$96K 1,480 – –
RAM
42
Riggs Asset Management
Pennsylvania
$52K 800 +800 New
MFS
43
MSI Financial Services
Massachusetts
$33K 509 -1,050 -67%
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$30K 456 – –
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$29K 450 -300 -40%
CFSG
46
Community Financial Services Group
Vermont
$19K 300 – –
GSC
47
Ground Swell Capital
South Carolina
$19K 285 +250 +714%
US Bancorp
48
US Bancorp
Minnesota
$18K 270 – –
GGPS
49
Gary Goldberg Planning Services
New York
$14K 210 +210 New
Bessemer Group
50
Bessemer Group
New Jersey
$13K 200 – –
1
2
3