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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

57 hedge funds and large institutions have $123M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% less funds holding

Funds holding: 59 → 57 (-2)

7% less capital invested

Capital invested by funds: $133M → $123M (-$9.84M)

15% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 20

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
57
Holders Change
-2
Holders Change %
-3.39%
% of All Funds
1.52%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
17
Reduced
20
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.36M
2
AAM
Advisors Asset Management
Colorado
+$1.16M
3
PAG
Private Advisor Group
New Jersey
+$811K
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$407K
5
FSA
Financial Sense Advisors
California
+$346K

Top Sellers

Rank Fund Capital Flow
1
KIM
Karpus Investment Management
New York
-$2.66M
2
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$2.29M
3
AWMS
Advocacy Wealth Management Services
Georgia
-$1.63M
4
Bank of America
Bank of America
North Carolina
-$1.02M
5
PPA
Parametric Portfolio Associates
Washington
-$562K
Name Holding Trade Value Shares
Change 		Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$490K +$5.45K +311 +1%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$450K -$51.2K -2,920 -11%
GEM
28
Global Endowment Management
North Carolina
$369K – – –
Bank of New York Mellon
29
Bank of New York Mellon
New York
$318K -$4.68K -267 -2%
SPC
30
Sigma Planning Corp
Michigan
$264K +$806 +46 +0.3%
NPC
31
National Planning Corporation
California
$222K -$104K -5,918 -32%
ICAS
32
Investors Capital Advisory Services
Massachusetts
$197K +$187K +10,683 New
AIG
33
American International Group
New York
$165K +$11.4K +650 +8%
BBPWM
34
Blue Bell Private Wealth Management
Pennsylvania
$129K -$267K -15,231 -69%
GWM
35
Geneos Wealth Management
Colorado
$96K +$90.8K +5,183 New
MFBTD
36
MB Financial Bank - Trust Department
Illinois
$91K – – –
FAM
37
Formidable Asset Management
Ohio
$85K +$14K +800 +20%
Citigroup
38
Citigroup
New York
$77K +$3.5K +200 +5%
Creative Planning
39
Creative Planning
Kansas
$75K +$19.3K +1,100 +37%
AF
40
Allworth Financial
California
$66K – – –
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$57K – – –
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$53K +$49.8K +2,843 New
NFG
43
Next Financial Group
Texas
$39K +$19.3K +1,100 +104%
Deutsche Bank
44
Deutsche Bank
Germany
$35K – – –
SEI Investments
45
SEI Investments
Pennsylvania
$28K – – –
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$27K – – –
JIR
47
James Investment Research
Ohio
$26K – – –
TJHA
48
Thomas J. Herzfeld Advisors
Florida
$25K +$420 +24 +2%
CPIG
49
Chicago Partners Investment Group
Illinois
$18K – – –
BWP
50
Baldwin Wealth Partners
Massachusetts
$14K +$13.1K +750 New
1
2
3

QQQX Hedge Fund Activity: Q1 2016 in Review

57 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2016, worth a combined $123M — down 7.4% from $133M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of QQQX and 5 opened new positions — a net loss of 1 holder — while 20 trimmed existing stakes and 17 added.

The largest buyer was Royal Bank of Canada, adding an estimated $1.36M. The largest seller was Karpus Investment Management, cutting an estimated $2.66M.

  • 57 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2016, down from 59 in Q4 2015.
  • Funds reported $123M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2016, down 7.4% quarter-over-quarter.
  • 5 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2016 and 6 closed out, a net change of -1 holder.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2016 was Royal Bank of Canada, an estimated $1.36M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2016 was Karpus Investment Management, an estimated $2.66M sold.

Based on aggregated 13F filings for Q1 2016.