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Nuveen NASDAQ 100 Dynamic Overwrite Fund
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Overview Fund Activity

57 hedge funds and large institutions have $123M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
-2
Holders Change %
-3.39%
% of All Funds
1.52%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
17
Reduced
20
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$6.57M
2
AAM
2
Advisors Asset Management
Colorado
$12.3M
3
PAG
3
Private Advisor Group
New Jersey
$1.16M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.59M
5
FSA
5
Financial Sense Advisors
California
$1.48M

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$5.53M
2
Bank of Nova Scotia
2
Bank of Nova Scotia
Ontario, Canada
$0
3
AWMS
3
Advocacy Wealth Management Services
Georgia
$1.19M
4
Bank of America
4
Bank of America
North Carolina
$4.41M
5
PPA
5
Parametric Portfolio Associates
Washington
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$490K +$5.74K +311 +1%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$450K -$53.9K -2,920 -11%
GEM
28
Global Endowment Management
North Carolina
$369K – – –
Bank of New York Mellon
29
Bank of New York Mellon
New York
$318K -$4.93K -267 -2%
SPC
30
Sigma Planning Corp
Michigan
$264K +$849 +46 +0.3%
NPC
31
National Planning Corporation
California
$222K -$105K -5,918 -32%
ICAS
32
Investors Capital Advisory Services
Massachusetts
$197K +$197K +10,683 New
AIG
33
American International Group
New York
$165K +$12K +650 +8%
BBPWM
34
Blue Bell Private Wealth Management
Pennsylvania
$129K -$281K -15,231 -69%
GWM
35
Geneos Wealth Management
Colorado
$96K +$96K +5,183 New
MFBTD
36
MB Financial Bank - Trust Department
Illinois
$91K – – –
FAM
37
Formidable Asset Management
Ohio
$85K +$14.4K +800 +20%
Citigroup
38
Citigroup
New York
$77K +$3.7K +200 +5%
Creative Planning
39
Creative Planning
Kansas
$75K +$20.3K +1,100 +37%
AF
40
Allworth Financial
California
$66K – – –
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$57K – – –
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$53K +$53K +2,843 New
NFG
43
Next Financial Group
Texas
$39K +$19.9K +1,100 +104%
Deutsche Bank
44
Deutsche Bank
Germany
$35K – – –
SEI Investments
45
SEI Investments
Pennsylvania
$28K – – –
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$27K – – –
JIR
47
James Investment Research
Ohio
$26K – – –
TJHA
48
Thomas J. Herzfeld Advisors
Florida
$25K +$445 +24 +2%
CPIG
49
Chicago Partners Investment Group
Illinois
$18K – – –
BWP
50
Baldwin Wealth Partners
Massachusetts
$14K +$14K +750 New
1
2
3