Global Endowment Management’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

Global Endowment Management’s Portfolio QQQX Stock Details QQQX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-20,000	Closed	-$371K	–	266
2016 Q4	$371K	Hold	20,000	–	–	0.06%	185
2016 Q3	$378K	Hold	20,000	–	–	0.06%	151
2016 Q2	$357K	Hold	20,000	–	–	0.08%	140
2016 Q1	$369K	Hold	20,000	–	–	0.08%	141
2015 Q4	$387K	Hold	20,000	–	–	0.07%	139
2015 Q3	$345K	Hold	20,000	–	–	0.05%	177
2015 Q2	$369K	Buy	+20,000	New	+$379K	0.05%	196

Other funds holding QQQX

Credit Agricole Montrouge Cedex, France $38.1B AUM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MIAN

Mariner Independent Advisor Network Overland Park, Kansas $2.33B AUM 14.85% 1-Year Est. Return

Global Endowment Management's QQQX Position: Q1 2017 in Review

Global Endowment Management sold out of Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) in Q1 2017, closing a stake of 20,000 shares — an estimated $371K sold.

Global Endowment Management first reported a position in QQQX in Q2 2015 and held it in 7 quarters. The position peaked at $387K in Q4 2015. 53 funds tracked by Wall St. Rank hold QQQX as of Q1 2017.

Global Endowment Management reported no remaining Nuveen NASDAQ 100 Dynamic Overwrite Fund position as of Q1 2017 after selling out during the quarter.
Global Endowment Management sold 20,000 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q1 2017, an estimated $371K.
Global Endowment Management first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q2 2015 and held it in 7 quarters.
Global Endowment Management's Nuveen NASDAQ 100 Dynamic Overwrite Fund position peaked at $387K in Q4 2015.
53 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q1 2017.

Based on Global Endowment Management's 13F filing for Q1 2017, filed 12 May 2017.