James Investment Research’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

James Investment Research’s Portfolio QQQX Stock Details QQQX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-1,431	Closed	-$26K	–	544
2016 Q1	$26K	Hold	1,431	–	–	﹤0.01%	380
2015 Q4	$28K	Hold	1,431	–	–	﹤0.01%	386
2015 Q3	$25K	Hold	1,431	–	–	﹤0.01%	385
2015 Q2	$26K	Hold	1,431	–	–	﹤0.01%	408
2015 Q1	$27K	Hold	1,431	–	–	﹤0.01%	419
2014 Q4	$28K	Buy	+1,431	New	+$28.5K	﹤0.01%	417

Other funds holding QQQX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

James Investment Research's QQQX Position: Q2 2016 in Review

James Investment Research sold out of Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) in Q2 2016, closing a stake of 1,431 shares — an estimated $26K sold.

James Investment Research first reported a position in QQQX in Q4 2014 and held it in 6 quarters. The position peaked at $28K in Q4 2015. 59 funds tracked by Wall St. Rank hold QQQX as of Q2 2016.

James Investment Research reported no remaining Nuveen NASDAQ 100 Dynamic Overwrite Fund position as of Q2 2016 after selling out during the quarter.
James Investment Research sold 1,431 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q2 2016, an estimated $26K.
James Investment Research first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q4 2014 and held it in 6 quarters.
James Investment Research's Nuveen NASDAQ 100 Dynamic Overwrite Fund position peaked at $28K in Q4 2015.
59 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q2 2016.

Based on James Investment Research's 13F filing for Q2 2016, filed 15 Jul 2016.