National Planning Corporation’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

National Planning Corporation’s Portfolio QQQX Stock Details QQQX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-17,400	Closed	-$385K	–	476
2017 Q3	$385K	Buy	17,400 +450	+3%	+$9.85K	0.03%	445
2017 Q2	$365K	Buy	16,950 +6,378	+60%	+$138K	0.03%	497
2017 Q1	$218K	Sell	10,572 -282	-3%	-$5.68K	0.02%	614
2016 Q4	$215K	Buy	10,854 +20	+0.2%	+$372	0.02%	604
2016 Q3	$196K	Buy	10,834 +20	+0.2%	+$371	0.02%	590
2016 Q2	$200K	Sell	10,814 -1,680	-13%	-$30.2K	0.02%	605
2016 Q1	$222K	Sell	12,494 -5,918	-32%	-$104K	0.02%	552
2015 Q4	$309K	Buy	+18,412	New	+$352K	0.03%	512
2015 Q1	–	Sell	-9,244	Closed	-$175K	–	1717
2014 Q4	$175K	Buy	+9,244	New	+$184K	0.01%	715

Other funds holding QQQX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

National Planning Corporation's QQQX Position: Q4 2017 in Review

National Planning Corporation sold out of Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) in Q4 2017, closing a stake of 17,400 shares — an estimated $385K sold.

National Planning Corporation first reported a position in QQQX in Q4 2014 and held it in 9 quarters. The position peaked at $385K in Q3 2017. 69 funds tracked by Wall St. Rank hold QQQX as of Q4 2017.

National Planning Corporation reported no remaining Nuveen NASDAQ 100 Dynamic Overwrite Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 17,400 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q4 2017, an estimated $385K.
National Planning Corporation first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q4 2014 and held it in 9 quarters.
National Planning Corporation's Nuveen NASDAQ 100 Dynamic Overwrite Fund position peaked at $385K in Q3 2017.
69 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.