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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

59 hedge funds and large institutions have $133M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2015 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 20 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

43% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 14

18% more capital invested

Capital invested by funds: $112M → $133M (+$20.7M)

18% more funds holding

Funds holding: 50 → 59 (+9)

Holders
59
Holders Change
+9
Holders Change %
+18%
% of All Funds
1.55%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
14
Increased
20
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
+$5.51M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$2.66M
3
LPL Financial
LPL Financial
California
+$1.58M
4
FSA
Financial Sense Advisors
California
+$1.16M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.01M

Top Sellers

Rank Fund Capital Flow
1
CA
Cornerstone Advisors
North Carolina
-$4.29M
2
PPA
Parametric Portfolio Associates
Washington
-$3.02M
3
KIM
Karpus Investment Management
New York
-$2.03M
4
Invesco
Invesco
Georgia
-$1.61M
5
WAM
Wolverine Asset Management
Illinois
-$601K
Name Holding Trade Value Shares
Change 		Change in
Stake
PPA
26
Parametric Portfolio Associates
Washington
$562K -$3.02M -158,268 -85%
SG Americas Securities
27
SG Americas Securities
New York
$543K +$535K +28,022 New
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$528K -$74.5K -3,899 -12%
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$508K +$21K +1,100 +4%
MC
30
Matisse Capital
Oregon
$437K +$431K +22,586 New
BBPWM
31
Blue Bell Private Wealth Management
Pennsylvania
$430K -$230K -12,051 -35%
GEM
32
Global Endowment Management
North Carolina
$387K – – –
Bank of New York Mellon
33
Bank of New York Mellon
New York
$339K -$105K -5,482 -24%
PAG
34
Private Advisor Group
New Jersey
$317K +$313K +16,380 New
NPC
35
National Planning Corporation
California
$309K +$352K +18,412 New
SPC
36
Sigma Planning Corp
Michigan
$276K +$272K +14,260 New
AIG
37
American International Group
New York
$160K -$113K -5,905 -42%
MFBTD
38
MB Financial Bank - Trust Department
Illinois
$95K +$93.9K +4,915 New
IA
39
IFP Advisors
Florida
$83K +$82K +4,293 New
Citigroup
40
Citigroup
New York
$77K +$12.6K +662 +20%
FAM
41
Formidable Asset Management
Ohio
$73K – – –
AF
42
Allworth Financial
California
$70K – – –
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$60K – – –
Creative Planning
44
Creative Planning
Kansas
$57K +$19.1K +1,000 +51%
Deutsche Bank
45
Deutsche Bank
Germany
$37K +$22.6K +1,184 +157%
SEI Investments
46
SEI Investments
Pennsylvania
$29K +$28.7K +1,500 New
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
$28K – – –
JIR
48
James Investment Research
Ohio
$28K – – –
TJHA
49
Thomas J. Herzfeld Advisors
Florida
$26K -$469K -24,563 -95%
NFG
50
Next Financial Group
Texas
$20K +$764 +40 +4%
1
2
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QQQX Hedge Fund Activity: Q4 2015 in Review

59 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2015, worth a combined $133M — up 18% from $112M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new QQQX positions and 5 closed out — a net gain of 9 holders — while 20 added to existing stakes and 14 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $5.51M. The largest seller was Cornerstone Advisors, exiting entirely with an estimated $4.29M sold.

  • 59 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2015, up from 50 in Q3 2015.
  • Funds reported $133M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2015, up 18% quarter-over-quarter.
  • 14 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2015 and 5 closed out, a net change of +9 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2015 was Advisors Asset Management, an estimated $5.51M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2015 was Cornerstone Advisors, an estimated $4.29M sold.

Based on aggregated 13F filings for Q4 2015.