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Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
First Manhattan
51
First Manhattan
New York
$8K – – –
BC
52
Barnett & Company
Tennessee
$7K – – –
FWM
53
Focused Wealth Management
New York
$5K – – –
PCM
54
Penserra Capital Management
California
$4K – – –
RCM
55
Rivernorth Capital Management
Florida
– -$6.06M -310,267 Closed
PPA
56
Parametric Portfolio Associates
Washington
– -$3.33M -170,495 Closed
NMC
57
Nine Masts Capital
Hong Kong
– -$2.09M -106,931 Closed
LCM
58
Landscape Capital Management
New Jersey
– -$1.43M -73,199 Closed
Stifel Financial
59
Stifel Financial
Missouri
– -$1.41M -72,104 Closed
ICM
60
Ionic Capital Management
New York
– -$573K -29,369 Closed
MIG
61
Mariner Investment Group
New York
– -$363K -18,590 Closed
WAM
62
Wolverine Asset Management
Illinois
– -$265K -13,596 Closed
Cambridge Investment Research Advisors
63
Cambridge Investment Research Advisors
Iowa
– -$208K -10,638 Closed
AA
64
AQR Arbitrage
Connecticut
– -$122K -6,235 Closed
CCM
65
Coe Capital Management
Illinois
– -$91.3K -4,675 Closed
AIG
66
American International Group
New York
– -$88K -4,500 Closed
WPW
67
Waldron Private Wealth
Pennsylvania
– -$53K -2,762 Closed
WRM
68
Westport Resources Management
Connecticut
– -$50K -2,581 Closed
BA
69
BlackRock Advisors
Delaware
– -$33K -1,696 Closed