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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
HB
26
Homrich & Berg
Georgia
$92K
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$78K +$11.1K +463 +17%
SB
28
Suntrust Banks
Georgia
$73K -$12K -500 -14%
FFA
29
First Foundation Advisors
California
$71K
GWM
30
Geneos Wealth Management
Colorado
$69K +$1.75K +73 +3%
EFS
31
Essex Financial Services
Connecticut
$67K
CF
32
Centaurus Financial
California
$67K +$66.4K +2,770 New
IWM
33
IHT Wealth Management
Illinois
$62K
LA
34
LexAurum Advisors
Kansas
$62K
Millennium Management
35
Millennium Management
New York
$62K +$61.5K +2,563 New
SC
36
Stratford Consulting
Texas
$61K
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$60K
CAC
38
Certified Advisory Corp
Florida
$59K +$1.73K +72 +3%
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$53K +$33.7K +1,406 +182%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$34K
AA
41
Apriem Advisors
California
$30K +$30K +1,250 New
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$20K -$959 -40 -5%
SEI Investments
43
SEI Investments
Pennsylvania
$19K +$18.4K +769 New
CFA
44
Carroll Financial Associates
North Carolina
$18K
ASN
45
Advisory Services Network
Georgia
$12K -$18.1K -755 -60%
IA
46
IFP Advisors
Florida
$8K -$1.49K -62 -16%
PCG
47
Private Capital Group
Connecticut
$3K -$17K -710 -84%
Carson Wealth (CWM LLC)
48
Carson Wealth (CWM LLC)
Nebraska
$3K +$96 +4 +4%
THWM
49
Taylor Hoffman Wealth Management
Virginia
$2K
Citigroup
50
Citigroup
New York
$1K