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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
26
Sit Investment Associates
Minnesota
$122K -$6.26M -249,674 -98%
William Blair & Company
27
William Blair & Company
Illinois
$109K +$110K +4,375 New
DA
28
Doliver Advisors
Texas
$106K +$38.2K +1,523 +56%
HB
29
Homrich & Berg
Georgia
$95K
FPCP
30
Fort Point Capital Partners
California
$95K +$93.9K +3,750 New
TSS
31
Two Sigma Securities
New York
$93K +$93K +3,714 New
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$86K +$11.4K +455 +15%
LPL Financial
33
LPL Financial
California
$85K -$50.7K -2,023 -37%
FFA
34
First Foundation Advisors
California
$73K -$21.9K -875 -23%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$72K +$2.31K +92 +3%
FIM
36
Freedom Investment Management
Connecticut
$69K +$69.3K +2,768 New
EFS
37
Essex Financial Services
Connecticut
$69K +$69.5K +2,775 New
IWM
38
IHT Wealth Management
Illinois
$65K
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$63K
SC
40
Stratford Consulting
Texas
$63K
GWM
41
Geneos Wealth Management
Colorado
$63K +$1.6K +64 +3%
IA
42
IFP Advisors
Florida
$60K
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$43K +$43.4K +1,733 New
CFA
44
Carroll Financial Associates
North Carolina
$32K
Manulife (Manufacturers Life Insurance)
45
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$21K +$551 +22 +3%
Envestnet Asset Management
46
Envestnet Asset Management
Illinois
$19K
IIC
47
Integrated Investment Consultants
Michigan
$16K
NFG
48
Next Financial Group
Texas
$13K -$517K -20,618 -98%
ASN
49
Advisory Services Network
Georgia
$13K -$8.39K -335 -40%
First Manhattan
50
First Manhattan
New York
$9K