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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SFA
76
Sequoia Financial Advisors
Ohio
$35K +$34K +2,500 New
Bank of Montreal
77
Bank of Montreal
Ontario, Canada
$34.8K
BBPWM
78
Blue Bell Private Wealth Management
Pennsylvania
$26.2K +$25.5K +1,874 New
SPIA
79
Steward Partners Investment Advisory
New York
$20.8K +$18.9K +1,389 +1,403%
GWM
80
Geneos Wealth Management
Colorado
$20.3K +$17K +1,253 +627%
Bessemer Group
81
Bessemer Group
New Jersey
$11K +$762 +56 +8%
PFSC
82
Peoples Financial Services Corp
Pennsylvania
$9.9K
IAIM
83
International Assets Investment Management
Florida
$8.44K
Carson Wealth (CWM LLC)
84
Carson Wealth (CWM LLC)
Nebraska
$7K +$5.44K +400 +400%
GRP
85
Global Retirement Partners
California
$4.22K
PS
86
Principal Securities
Iowa
$2.16K -$1.74K -128 -45%
FCA
87
FinTrust Capital Advisors
South Carolina
$1.05K
FFA
88
Farther Finance Advisors
California
$959
AssetMark Inc
89
AssetMark Inc
California
$802
PA
90
Parallel Advisors
California
$511
TRCT
91
Tower Research Capital (TRC)
New York
$46
HNB
92
Huntington National Bank
Ohio
$9
ACM
93
Arlington Capital Management
Illinois
-$474K -36,216 Closed
PIWA
94
Prevail Innovative Wealth Advisors
Kansas
-$307K -23,450 Closed
BRWA
95
B. Riley Wealth Advisors
Florida
-$186K -14,250 Closed
WAM
96
Wolverine Asset Management
Illinois
-$127K -9,730 Closed
HBCM
97
Heron Bay Capital Management
Michigan
-$75.7K -5,790 Closed
SW
98
SVB Wealth
Massachusetts
-$72.3K -5,526 Closed
Citadel Advisors
99
Citadel Advisors
Florida
-$72.1K -5,511 Closed
BW
100
Bison Wealth
Georgia
-$44.8K -3,350 Closed