PS
NCV

Principal Securities’s Virtus Convertible & Income Fund NCV Stock Holding History

Principal Securities’s Portfolio NCV Stock Details NCV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q4 		– Sell
-154
Closed -$2.16K – 3600
2024
Q3 		$2.16K Sell
154
-128
-45% -$1.74K ﹤0.01% 2936
2024
Q2 		$3.69K Sell
282
-386
-58% -$4.95K ﹤0.01% 2739
2024
Q1 		$8.92K Hold
668
– – ﹤0.01% 2386
2023
Q4 		$9K Buy
+668
New +$8.37K ﹤0.01% 2300

Other funds holding NCV

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
CPC
Congress Park Capital Saratoga Springs, New York $370M AUM 26.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
WAM
WNY Asset Management Williamsville, New York $967M AUM
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Principal Securities's NCV Position: Q4 2024 in Review

Principal Securities sold out of Virtus Convertible & Income Fund (NCV) in Q4 2024, closing a stake of 154 shares — an estimated $2.16K sold.

Principal Securities first reported a position in NCV in Q4 2023 and held it in 4 quarters. The position peaked at $9K in Q4 2023. 91 funds tracked by Wall St. Rank hold NCV as of Q4 2024.

  • Principal Securities reported no remaining Virtus Convertible & Income Fund position as of Q4 2024 after selling out during the quarter.
  • Principal Securities sold 154 Virtus Convertible & Income Fund shares in Q4 2024, an estimated $2.16K.
  • Principal Securities first reported a position in Virtus Convertible & Income Fund in Q4 2023 and held it in 4 quarters.
  • Principal Securities's Virtus Convertible & Income Fund position peaked at $9K in Q4 2023.
  • 91 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund as of Q4 2024.

Based on Principal Securities's 13F filing for Q4 2024, filed 30 Jan 2025.