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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$355K +$436 +34 +0.1%
HighTower Advisors
27
HighTower Advisors
Illinois
$340K +$217K +16,929 +182%
UBS AM
28
UBS AM
Illinois
$327K +$321K +25,000 New
Thrivent Financial for Lutherans
29
Thrivent Financial for Lutherans
Minnesota
$321K
PIWA
30
Prevail Innovative Wealth Advisors
Kansas
$307K +$301K +23,450 New
Wells Fargo
31
Wells Fargo
California
$259K -$1.03K -80 -0.4%
Rockefeller Capital Management
32
Rockefeller Capital Management
New York
$248K -$153K -11,914 -39%
UBS Group
33
UBS Group
Switzerland
$247K +$92.4K +7,208 +62%
ICMP
34
Integrated Capital Management (Pennsylvania)
Pennsylvania
$242K +$54.5K +4,249 +30%
WS
35
Wedbush Securities
California
$211K -$12.2K -949 -6%
EGA
36
E&G Advisors
Texas
$192K -$1.6K -125 -0.8%
BRWA
37
B. Riley Wealth Advisors
Florida
$186K -$74.2K -5,784 -29%
CL
38
Choreo LLC
Illinois
$186K +$182K +14,200 New
Stifel Financial
39
Stifel Financial
Missouri
$186K -$7.35K -573 -4%
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$180K -$7.03K -548 -4%
CA
41
CoreCap Advisors
Michigan
$135K -$33.7K -2,625 -20%
JPLA
42
Joseph P. Lucia & Associates
New York
$129K -$4.17K -325 -3%
WAM
43
Wolverine Asset Management
Illinois
$127K -$61.4K -4,791 -33%
AWS
44
Atria Wealth Solutions
New York
$112K +$35K +2,729 +47%
MWM
45
Melfa Wealth Management
Massachusetts
$110K -$8.27K -645 -7%
SIMG
46
Sonora Investment Management Group
Arizona
$109K
GSIAS
47
Garden State Investment Advisory Services
New Jersey
$98.4K +$295 +23 +0.3%
PFG
48
Prosperity Financial Group
California
$83.6K -$95.8K -7,471 -54%
IWC
49
Integrated Wealth Concepts
Massachusetts
$80.4K -$1.04K -81 -1%
RJFSA
50
Raymond James Financial Services Advisors
Florida
$78.3K