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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$417K +$396K +16,985 New
JPLA
27
Joseph P. Lucia & Associates
New York
$406K -$17.5K -750 -4%
CAN
28
Claraphi Advisory Network
United States
$322K -$6.73K -289 -2%
SIC
29
Samalin Investment Counsel
New York
$269K -$55.4K -2,377 -17%
KAS
30
Kestra Advisory Services
Texas
$235K +$9.13K +392 +4%
WS
31
Wedbush Securities
California
$229K +$489 +21 +0.2%
BRWM
32
B. Riley Wealth Management
Tennessee
$215K +$23.3K +1,000 +13%
Wells Fargo
33
Wells Fargo
California
$195K -$1.38M -59,260 -88%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$173K -$536 -23 -0.3%
DA
35
Detalus Advisors
Missouri
$172K -$17.2K -739 -10%
VVP
36
Venture Visionary Partners
Ohio
$163K +$155K +6,642 New
Goldman Sachs
37
Goldman Sachs
New York
$162K +$154K +6,601 New
Rockefeller Capital Management
38
Rockefeller Capital Management
New York
$149K -$60.7K -2,604 -30%
RFN
39
RDA Financial Network
Iowa
$145K -$1.75K -75 -1%
OA
40
Oxbow Advisors
Texas
$142K
LWM
41
Liberty Wealth Management
California
$141K +$4.15K +178 +3%
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$140K -$6.87K -295 -5%
RJA
43
Raymond James & Associates
Florida
$140K +$4.26K +183 +3%
SBIA
44
Sheaff Brock Investment Advisors
Indiana
$139K +$132K +5,654 New
CF
45
Centaurus Financial
California
$136K +$26.7K +1,145 +26%
AWA
46
Arkadios Wealth Advisors
Georgia
$136K +$46.6K +2,000 +56%
Invesco
47
Invesco
Georgia
$134K +$127K +5,462 New
ASN
48
Advisory Services Network
Georgia
$133K
NFG
49
Next Financial Group
Texas
$133K +$59.8K +2,566 +90%
IFWM
50
Institute for Wealth Management
Colorado
$131K -$349 -15 -0.3%