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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ACM
26
Arlington Capital Management
Illinois
$483K +$431K +21,033 New
PAG
27
Private Advisor Group
New Jersey
$452K +$404K +19,700 New
JPLA
28
Joseph P. Lucia & Associates
New York
$397K -$60.9K -2,973 -15%
HighTower Advisors
29
HighTower Advisors
Illinois
$371K +$253K +12,327 +324%
CC
30
Claybrook Capital
Massachusetts
$326K
WAM
31
Wolverine Asset Management
Illinois
$269K -$305K -14,874 -56%
SFS
32
Shaker Financial Services
Virginia
$269K -$195K -9,504 -45%
KAS
33
Kestra Advisory Services
Texas
$267K +$64.4K +3,142 +36%
QC
34
Quantedge Capital
Singapore
$227K +$203K +9,900 New
Rockefeller Capital Management
35
Rockefeller Capital Management
New York
$199K -$11.9K -582 -6%
RJFSA
36
Raymond James Financial Services Advisors
Florida
$192K +$35.5K +1,732 +26%
DA
37
Doliver Advisors
Texas
$187K -$846K -41,283 -84%
DA
38
Detalus Advisors
Missouri
$183K -$11.8K -578 -7%
SIC
39
Samalin Investment Counsel
New York
$166K -$3.13K -153 -2%
BRWM
40
B. Riley Wealth Management
Tennessee
$166K +$149K +7,250 New
FIA
41
FNY Investment Advisers
New York
$156K +$140K +6,837 New
VVP
42
Venture Visionary Partners
Ohio
$151K +$135K +6,602 New
RFN
43
RDA Financial Network
Iowa
$145K -$12.3K -600 -9%
IFWM
44
Institute for Wealth Management
Colorado
$138K
OA
45
Oxbow Advisors
Texas
$133K -$2.36K -115 -2%
SW
46
SVB Wealth
Massachusetts
$129K +$115K +5,599 New
RJA
47
Raymond James & Associates
Florida
$125K +$840 +41 +0.8%
Jane Street
48
Jane Street
New York
$111K +$99.3K +4,847 New
HCM
49
Hollencrest Capital Management
California
$100K -$28.8K -1,407 -24%
CF
50
Centaurus Financial
California
$97K -$9.22K -450 -10%