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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GLA
26
Good Life Advisors
Pennsylvania
$174K
FIM
27
Freedom Investment Management
Connecticut
$163K +$43.7K +1,573 +35%
HighTower Advisors
28
HighTower Advisors
Illinois
$159K -$7.51K -270 -4%
Invesco
29
Invesco
Georgia
$159K -$7.2K -259 -4%
IP
30
Intellectus Partners
California
$139K +$4.14K +149 +3%
Jane Street
31
Jane Street
New York
$131K +$135K +4,858 New
Stifel Financial
32
Stifel Financial
Missouri
$129K -$15.7K -564 -10%
TRCT
33
Tower Research Capital (TRC)
New York
$121K +$122K +4,398 +4,398%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$114K +$118K +4,238 New
Citadel Advisors
35
Citadel Advisors
Florida
$105K -$25.8K -928 -19%
NMC
36
Nine Masts Capital
Hong Kong
$99K -$284K -10,200 -74%
WAAG
37
Wealth Alliance Advisory Group
Kansas
$96K +$18.7K +673 +23%
BRWA
38
B. Riley Wealth Advisors
Florida
$94K +$15.3K +551 +19%
TSS
39
Two Sigma Securities
New York
$91K -$24.7K -890 -21%
SBIA
40
Sheaff Brock Investment Advisors
Indiana
$90K -$3.45K -124 -4%
CDH
41
Charles D. Hyman
$90K
BF
42
BOK Financial
Oklahoma
$75K
SC
43
Stratford Consulting
Texas
$68K
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$67K -$4M -143,750 -98%
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$48K +$1.17K +42 +2%
APA
46
American Portfolios Advisors
New York
$43.2K +$24.5K +881 +121%
OIA
47
OneDigital Investment Advisors
Kansas
$40K
GWM
48
Geneos Wealth Management
Colorado
$29K
VFA
49
Valeo Financial Advisors
Indiana
$27K
SWP
50
Stratos Wealth Partners
Ohio
$20K +$20.9K +750 New