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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IP
26
Intellectus Partners
California
$210K -$52.7K -1,870 -20%
Creative Planning
27
Creative Planning
Kansas
$189K -$15.9K -564 -8%
RJA
28
Raymond James & Associates
Florida
$189K -$760 -27 -0.4%
GLA
29
Good Life Advisors
Pennsylvania
$184K
NFG
30
Next Financial Group
Texas
$172K +$10.4K +370 +7%
LPL Financial
31
LPL Financial
California
$159K -$1.66K -59 -1%
Stifel Financial
32
Stifel Financial
Missouri
$143K -$9.35K -332 -6%
YP
33
Yellowstone Partners
Idaho
$139K +$138K +4,893 New
SBIA
34
Sheaff Brock Investment Advisors
Indiana
$120K +$119K +4,231 New
CDH
35
Charles D. Hyman
$95K
PAG
36
Private Advisor Group
New Jersey
$91K +$9.15K +325 +11%
BRWA
37
B. Riley Wealth Advisors
Florida
$84K +$5.35K +190 +7%
SC
38
Stratford Consulting
Texas
$72K
VF
39
Virtu Financial
New York
$72K +$71K +2,520 New
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$51K +$84 +3 +0.2%
FDCDDQ
41
Federation des caisses Desjardins du Quebec
Quebec, Canada
$34.8K
GWM
42
Geneos Wealth Management
Colorado
$30K
VFA
43
Valeo Financial Advisors
Indiana
$28K +$28.2K +1,000 New
Citigroup
44
Citigroup
New York
$16K
Manulife (Manufacturers Life Insurance)
45
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$11K
NSIM
46
North Star Investment Management
Illinois
$9K
CFA
47
Carroll Financial Associates
North Carolina
$7K
SIA
48
Sit Investment Associates
Minnesota
$6K -$4.99M -177,247 -100%
SIM
49
Sonora Investment Management
Arizona
-$643K -23,067 Closed
DA
50
Doliver Advisors
Texas
-$315K -11,286 Closed