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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
HCP
401
Hexagon Capital Partners
Arkansas
$2.75K – – –
SL
402
Salomon & Ludwin
Virginia
$1.82K – – –
CA
403
Clearstead Advisors
Ohio
$1.73K -$35.7K -731 -95%
HNB
404
Huntington National Bank
Ohio
$1.72K – – –
GCM
405
GKV Capital Management
California
$1.57K +$1.56K +32 New
PA
406
PSI Advisors
Florida
$1.18K -$6.25K -128 -84%
TRCT
407
Tower Research Capital (TRC)
New York
$541 -$17.1K -351 -97%
SAS
408
Spurstone Advisory Services
Connecticut
$393 +$391 +8 New
SIS
409
Sound Income Strategies
Florida
$18 – – –
LCAM
410
London & Capital Asset Management
United Kingdom
– -$14.7M -303,024 Closed
LWM
411
Laidlaw Wealth Management
New York
– -$2.31M -47,421 Closed
CPBTD
412
Central Pacific Bank - Trust Division
Hawaii
– -$1.73M -35,460 Closed
CFGS
413
Concourse Financial Group Securities
Alabama
– -$1.61M -33,054 Closed
FHB
414
First Hawaiian Bank
Hawaii
– -$1.58M -32,507 Closed
Jane Street
415
Jane Street
New York
– -$1.38M -28,409 Closed
RWPA
416
Richard W. Paul & Associates
Michigan
– -$1.3M -26,813 Closed
OMC
417
Old Mission Capital
Illinois
– -$907K -18,633 Closed
KWA
418
Kingswood Wealth Advisors
California
– -$658K -13,516 Closed
Susquehanna International Group
419
Susquehanna International Group
Pennsylvania
– -$555K -11,397 Closed
Citadel Advisors
420
Citadel Advisors
Florida
– -$545K -11,148 Closed
DTC
421
Davidson Trust Company
Washington
– -$417K -8,561 Closed
CWA
422
Clarus Wealth Advisors
Arizona
– -$400K -8,267 Closed
SIM
423
Stratos Investment Management
Ohio
– -$308K -6,331 Closed
EFL
424
ERn Financial LLC
Wisconsin
– -$283K -5,815 Closed
KA
425
Kovack Advisors
Florida
– -$279K -5,723 Closed