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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Name Holding Trade Value Shares
Change 		Change in
Stake
NFG
301
Nations Financial Group
Iowa
$292K +$33.4K +664 +13%
ARC
302
Advisor Resource Council
Texas
$288K -$18.7K -372 -6%
TA
303
TFG Advisers
Michigan
$288K -$18.1K -360 -6%
RG
304
Rathbones Group
United Kingdom
$284K -$309K -6,140 -52%
JCM
305
Jacobi Capital Management
Pennsylvania
$283K -$220K -4,386 -44%
RFN
306
RDA Financial Network
Iowa
$278K -$35.7K -710 -11%
FWP
307
Firethorn Wealth Partners
Georgia
$272K +$274K +5,442 New
RMAM
308
Raab & Moskowitz Asset Management
New Jersey
$270K +$34.8K +693 +15%
CC
309
Cypress Capital
Tennessee
$267K +$269K +5,347 New
PB
310
Pinnacle Bancorp
Nebraska
$267K – – –
PMG
311
ProVise Management Group
Florida
$266K -$21.1K -419 -7%
EWM
312
Endowment Wealth Management
Wisconsin
$258K +$260K +5,165 New
WP
313
WealthSource Partners
California
$257K -$134K -2,663 -34%
AWM
314
Avior Wealth Management
Nebraska
$254K +$1.16K +23 +0.5%
CFD
315
Creative Financial Designs
Indiana
$250K +$51.3K +1,021 +26%
RCAG
316
Rehmann Capital Advisory Group
Michigan
$249K -$11.9K -236 -5%
OIA
317
Optimum Investment Advisors
Illinois
$245K – – –
UWM
318
USAdvisors Wealth Management
Minnesota
$243K -$18.4K -366 -7%
AL
319
ADE LLC
Maryland
$239K – – –
WCFA
320
Walkner Condon Financial Advisors
Wisconsin
$235K -$16.4M -325,733 -99%
WFA
321
WMG Financial Advisors
Tennessee
$225K +$226K +4,498 New
PPG
322
Peak Planning Group
Colorado
$222K -$247K -4,912 -53%
SFS
323
Security Financial Services
Indiana
$220K +$221K +4,405 New
PP
324
Patron Partners
Texas
$219K -$10.1K -200 -4%
MFG
325
Mission Financial Group
Nevada
$218K +$219K +4,363 New
11 12
13
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