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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Name Holding Trade Value Shares
Change 		Change in
Stake
BA
276
Ballew Advisors
Mississippi
$613K +$25.1K +500 +4%
CAP
277
Columbia Advisory Partners
Washington
$612K -$101K -2,006 -14%
BDPWM
278
Barnes Dennig Private Wealth Management
Ohio
$609K +$440K +8,786 +256%
HAG
279
HighPoint Advisor Group
Illinois
$607K -$41.1K -819 -6%
PNC
280
Park National Corp
Ohio
$595K +$599K +11,939 New
NS
281
NBC Securities
Alabama
$592K +$11.1K +221 +2%
IWA
282
Integrity Wealth Advisors
California
$590K +$269K +5,375 +83%
RCAG
283
Rehmann Capital Advisory Group
Michigan
$578K +$25.8K +514 +5%
WWA
284
WCG Wealth Advisors
Nevada
$574K +$26.4K +527 +5%
SPL
285
Smart Portfolios LLC
Washington
$569K +$18K +360 +3%
SEP
286
Southland Equity Partners
Missouri
$567K +$570K +11,376 New
SWP
287
Summit Wealth Partners
Florida
$564K -$5.01K -100 -0.9%
6F
288
626 Financial
Michigan
$557K -$82K -1,636 -13%
BPA
289
Beacon Pointe Advisors
California
$550K -$45.9K -916 -8%
GM
290
GeoWealth Management
Illinois
$529K +$31.5K +629 +6%
IAN
291
Integrated Advisors Network
Texas
$521K +$98.9K +1,972 +23%
TWP
292
Triad Wealth Partners
Kansas
$518K +$135K +2,687 +35%
CCG
293
Capital CS Group
California
$511K +$1.5K +30 +0.3%
RDFA
294
Ritter Daniher Financial Advisory
Ohio
$507K +$511K +10,185 New
E
295
Entelevest
Florida
$502K +$183K +3,654 +57%
SIM
296
SSI Investment Management
California
$499K -$3.66K -73 -0.7%
UCFA
297
United Capital Financial Advisors
Texas
$494K -$167K -3,331 -25%
ACMA
298
Arbor Capital Management (Alaska)
Alaska
$494K +$50 +1 +0%
QCM
299
Quantinno Capital Management
New York
$494K – – –
LOWM
300
Laurel Oak Wealth Management
New Jersey
$469K +$472K +9,411 New
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12
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