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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Name Holding Trade Value Shares
Change 		Change in
Stake
SWA
251
Stratos Wealth Advisors
Ohio
$748K -$27.7K -554 -4%
AWM
252
Avaii Wealth Management
Wisconsin
$744K +$46K +920 +7%
RSWM
253
Robertson Stephens Wealth Management
California
$742K +$23.5K +470 +3%
SW
254
Simplicity Wealth
New Jersey
$734K +$139K +2,771 +23%
AA
255
Argent Advisors
Louisiana
$727K +$727K +14,545 New
CWM
256
Concentrum Wealth Management
California
$727K – – –
FAM
257
Flaharty Asset Management
Florida
$726K – – –
LSIA
258
LaSalle St. Investment Advisors
Illinois
$715K -$1.5K -30 -0.2%
CAP
259
Columbia Advisory Partners
Washington
$715K -$203K -4,065 -22%
RA
260
Rubicon Advisors
California
$715K +$715K +14,294 New
LEA
261
Legacy Edge Advisors
New York
$698K +$698K +13,971 New
TA
262
TFB Advisors
Kansas
$675K +$3.15K +63 +0.5%
UCFA
263
United Capital Financial Advisors
Texas
$663K -$214K -4,290 -24%
HAS
264
HBW Advisory Services
California
$660K +$459K +9,181 +228%
IAIM
265
International Assets Investment Management
Florida
$659K -$68.5K -1,370 -9%
OCFG
266
O'Connor Financial Group
Illinois
$656K +$29.3K +587 +5%
HAG
267
HighPoint Advisor Group
Illinois
$650K +$650K +12,999 New
6F
268
626 Financial
Michigan
$641K -$43.8K -877 -6%
SAM
269
Smithbridge Asset Management
Pennsylvania
$635K +$5.4K +108 +0.9%
VFG
270
Valley Financial Group
Pennsylvania
$608K -$58.3K -1,167 -9%
HCWM
271
Hidden Cove Wealth Management
Washington
$607K -$198K -3,967 -25%
PFA
272
Pinnacle Family Advisors
Missouri
$601K +$33.4K +669 +6%
BPA
273
Beacon Pointe Advisors
California
$597K -$2.55K -51 -0.4%
BA
274
Ballew Advisors
Mississippi
$591K -$213K -4,257 -27%
PS
275
Principal Securities
Iowa
$590K -$163K -3,267 -22%
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11
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