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Nuveen Core Equity Alpha Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$23.1M -$111K -6,359 -0.5%
GC
2
Guggenheim Capital
Illinois
$6.14M -$2.14M -122,819 -26%
RJA
3
Raymond James & Associates
Florida
$5.61M +$1.16M +66,871 +26%
Wells Fargo
4
Wells Fargo
California
$3.37M +$269K +15,437 +9%
JWM
5
Jacobus Wealth Management
Wisconsin
$2.52M +$168K +9,675 +7%
UBS Group
6
UBS Group
Switzerland
$2.44M +$2.43M +139,741 New
Morgan Stanley
7
Morgan Stanley
New York
$2.33M +$193K +11,086 +9%
UR
8
USCA RIA
Texas
$1.68M +$743K +42,720 +80%
Invesco
9
Invesco
Georgia
$1.49M -$65.4K -3,759 -4%
Bank of America
10
Bank of America
North Carolina
$1.3M +$13K +745 +1%
WAM
11
Weiss Asset Management
Massachusetts
$693K +$690K +39,667 New
NPC
12
National Planning Corporation
California
$597K -$311K -17,900 -34%
FNBT
13
FineMark National Bank & Trust
Florida
$411K
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$360K +$54.5K +3,135 +18%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$353K -$54.3K -3,122 -13%
LPL Financial
16
LPL Financial
California
$327K +$148K +8,500 +83%
OC
17
Oppenheimer & Co
New York
$195K +$195K +11,208 New
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$185K +$184K +10,602 New
AIG
19
American International Group
New York
$181K +$5.55K +319 +3%
FAM
20
Formidable Asset Management
Ohio
$114K
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$102K +$102K +5,848 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$39K +$30.9K +1,776 +355%
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$25K +$957 +55 +4%
CFN
24
Cordasco Financial Network
Florida
$21K
Creative Planning
25
Creative Planning
Kansas
$17K -$8.73K -502 -33%