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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
1
Raymond James & Associates
Florida
$6.64M +$113K +7,985 +2%
Morgan Stanley
2
Morgan Stanley
New York
$4.69M +$94.5K +6,701 +2%
Invesco
3
Invesco
Georgia
$3.25M +$628K +44,522 +26%
GC
4
Guggenheim Capital
Illinois
$3.19M -$481K -34,122 -14%
SFS
5
Shaker Financial Services
Virginia
$3.11M -$444K -31,454 -13%
Cohen & Steers
6
Cohen & Steers
New York
$2.89M -$1.4M -99,000 -34%
AAM
7
Advisors Asset Management
Colorado
$2.88M -$19.2K -1,359 -0.7%
CIA
8
Capital Investment Advisors
Georgia
$2.25M +$90.4K +6,407 +4%
LPL Financial
9
LPL Financial
California
$1.62M -$71.6K -5,076 -4%
Wells Fargo
10
Wells Fargo
California
$1.59M -$22.1K -1,564 -1%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.27M -$781K -55,394 -40%
Thrivent Financial for Lutherans
12
Thrivent Financial for Lutherans
Minnesota
$1.2M -$30.5K -2,161 -3%
UBS Group
13
UBS Group
Switzerland
$1.04M +$88.6K +6,278 +10%
SPIA
14
Steward Partners Investment Advisory
New York
$937K +$50.3K +3,567 +6%
SWM
15
Spire Wealth Management
Virginia
$806K -$333K -23,620 -31%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$661K -$904K -64,074 -59%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$616K -$524K -37,116 -47%
IAIM
18
International Assets Investment Management
Florida
$601K -$169 -12 -0%
Ameriprise
19
Ameriprise
Minnesota
$503K +$5.56K +394 +1%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$439K -$3.53K -250 -0.8%
Bank of America
21
Bank of America
North Carolina
$422K +$7.33K +520 +2%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$361K +$29.8K +2,115 +10%
RJT
23
Raymond James Trust
Florida
$349K – – –
NA
24
NewEdge Advisors
Louisiana
$323K +$226K +16,000 +289%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$287K +$71 +5 +0%
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