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Nuveen Core Equity Alpha Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$17.3M -$5.4M -311,589 -24%
GC
2
Guggenheim Capital
Illinois
$5.91M -$125K -7,222 -2%
RJA
3
Raymond James & Associates
Florida
$5.73M +$237K +13,666 +4%
Wells Fargo
4
Wells Fargo
California
$3.21M -$99.5K -5,744 -3%
UBS Group
5
UBS Group
Switzerland
$2.33M -$64.8K -3,743 -3%
JWM
6
Jacobus Wealth Management
Wisconsin
$2.09M -$378K -21,815 -15%
UR
7
USCA RIA
Texas
$1.81M +$172K +9,900 +10%
Bank of America
8
Bank of America
North Carolina
$1.42M +$139K +8,021 +11%
Morgan Stanley
9
Morgan Stanley
New York
$1.3M -$998K -57,601 -43%
Invesco
10
Invesco
Georgia
$823K -$649K -37,482 -44%
LPL Financial
11
LPL Financial
California
$672K +$361K +20,834 +111%
DA
12
Doliver Advisors
Texas
$364K +$368K +21,256 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$353K
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$323K -$23.4K -1,351 -7%
SGCA
15
Steel Grove Capital Advisors
Tennessee
$321K +$319K +18,425 New
VKH
16
Virtu KCG Holdings
New York
$248K +$250K +14,459 New
OC
17
Oppenheimer & Co
New York
$217K +$25.1K +1,451 +13%
SFS
18
Shaker Financial Services
Virginia
$208K +$210K +12,116 New
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$182K
AIG
20
American International Group
New York
$178K +$693 +40 +0.4%
FAM
21
Formidable Asset Management
Ohio
$109K
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$102K +$1.77K +102 +2%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$47K +$47.7K +2,753 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$39K
Creative Planning
25
Creative Planning
Kansas
$27K +$10.4K +600 +60%