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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$13.7M +$14M +909,644 New
GC
2
Guggenheim Capital
Illinois
$6.66M +$6.82M +443,621 New
Wells Fargo
3
Wells Fargo
California
$3.15M +$3.22M +209,705 New
U
4
UBS
Switzerland
$3.04M +$3.12M +202,707 New
SFS
5
Shaker Financial Services
Virginia
$2.21M +$2.27M +147,396 New
Bank of America
6
Bank of America
North Carolina
$1.2M +$1.23M +80,069 New
Morgan Stanley
7
Morgan Stanley
New York
$1.2M +$1.23M +79,919 New
LPL Financial
8
LPL Financial
California
$1.12M +$1.14M +74,308 New
RJA
9
Raymond James & Associates
Florida
$756K +$774K +50,326 New
JWM
10
Jacobus Wealth Management
Wisconsin
$596K +$610K +39,655 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$404K +$413K +26,878 New
MNBTD
12
Moody National Bank Trust Division
Texas
$376K +$384K +25,000 New
KIM
13
Karpus Investment Management
New York
$307K +$314K +20,434 New
SGCA
14
Steel Grove Capital Advisors
Tennessee
$282K +$283K +18,425 New
FNBT
15
FineMark National Bank & Trust
Florida
$242K +$243K +15,835 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$227K +$232K +15,100 New
DA
17
Doliver Advisors
Texas
$225K +$230K +14,949 New
SNC
18
Stifel Nicolaus & Co
Missouri
$224K +$229K +14,930 New
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$202K +$206K +13,418 New
MFS
20
MSI Financial Services
Massachusetts
$61K +$62.1K +4,037 New
Ameriprise
21
Ameriprise
Minnesota
$51K +$52.3K +3,403 New
AIG
22
American International Group
New York
$30.7K +$31.4K +2,045 New
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$18K +$18.8K +1,222 New
WA
24
WFG Advisors
Texas
$17K +$17.1K +1,115 New
TRCT
25
Tower Research Capital (TRC)
New York
$15K +$15.4K +1,001 New
1
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