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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$10.5M +$470K +36,733 +5%
Cohen & Steers
2
Cohen & Steers
New York
$7.76M – – –
KIM
3
Karpus Investment Management
New York
$7.57M +$3.27M +255,322 +76%
GC
4
Guggenheim Capital
Illinois
$4.05M +$275K +21,508 +7%
RJA
5
Raymond James & Associates
Florida
$3.93M -$710K -55,394 -15%
SFS
6
Shaker Financial Services
Virginia
$3.84M -$215K -16,784 -5%
Invesco
7
Invesco
Georgia
$3.63M -$118K -9,183 -3%
Thrivent Financial for Lutherans
8
Thrivent Financial for Lutherans
Minnesota
$3.61M – – –
Wells Fargo
9
Wells Fargo
California
$1.88M +$1.63M +126,962 +632%
LPL Financial
10
LPL Financial
California
$1.81M -$1.39M -108,150 -43%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.61M +$54.9K +4,284 +4%
Morgan Stanley
12
Morgan Stanley
New York
$835K -$8.9K -695 -1%
1CP
13
1607 Capital Partners
Virginia
$835K +$673K +52,551 +415%
WAM
14
Wolverine Asset Management
Illinois
$746K +$449K +35,066 +151%
UBS Group
15
UBS Group
Switzerland
$684K -$14.7K -1,144 -2%
Bank of America
16
Bank of America
North Carolina
$622K +$2.66K +208 +0.4%
Stifel Financial
17
Stifel Financial
Missouri
$492K +$251K +19,632 +104%
Mercer Global Advisors
18
Mercer Global Advisors
Colorado
$345K -$494K -38,597 -59%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$344K -$21.5K -1,677 -6%
Ameriprise
20
Ameriprise
Minnesota
$310K -$56.4K -4,403 -15%
CA
21
Cetera Advisors
Colorado
$268K – – –
MAFM
22
Mid Atlantic Financial Management
Pennsylvania
$211K -$16.7K -1,300 -8%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$200K +$98.4K +7,686 +96%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$194K +$194K +15,150 New
IAIM
25
International Assets Investment Management
Florida
$171K – – –
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