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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
KIM
1
Karpus Investment Management
New York
$6.04M -$2.09M -146,527 -25%
AAM
2
Advisors Asset Management
Colorado
$5.79M -$361K -25,325 -6%
RJA
3
Raymond James & Associates
Florida
$3.65M -$240K -16,825 -6%
GC
4
Guggenheim Capital
Illinois
$3.24M +$133K +9,346 +4%
UBS Group
5
UBS Group
Switzerland
$2.46M -$159K -11,185 -6%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$2.44M +$149K +10,423 +6%
SFS
7
Shaker Financial Services
Virginia
$1.93M +$2.01M +140,871 New
Bank of America
8
Bank of America
North Carolina
$1.76M -$91.7K -6,435 -5%
LPL Financial
9
LPL Financial
California
$1.43M +$615K +43,173 +70%
Morgan Stanley
10
Morgan Stanley
New York
$1.11M +$25.7K +1,805 +2%
Wells Fargo
11
Wells Fargo
California
$996K -$29.5K -2,069 -3%
Invesco
12
Invesco
Georgia
$799K +$82.2K +5,768 +11%
Bank of Nova Scotia
13
Bank of Nova Scotia
Ontario, Canada
$769K -$43.2K -3,029 -5%
AFP
14
Ausdal Financial Partners
Iowa
$747K -$2.62K -184 -0.3%
JWM
15
Jacobus Wealth Management
Wisconsin
$649K +$227K +15,940 +51%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$410K -$15.8K -1,110 -4%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$328K -$29.8K -2,088 -8%
AG
18
Advisor Group
Arizona
$298K +$95.5K +6,700 +45%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$251K +$31.9K +2,238 +14%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$227K +$29.8K +2,092 +15%
Citigroup
21
Citigroup
New York
$209K +$217K +15,237 New
AIA
22
Allegis Investment Advisors
Idaho
$204K +$212K +14,875 New
FNBT
23
FineMark National Bank & Trust
Florida
$193K +$195K +13,695 +19,564%
TC
24
TFS Capital
Pennsylvania
$166K +$172K +12,094 New
DA
25
Doliver Advisors
Texas
$139K +$144K +10,126 New
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