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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
KIM
1
Karpus Investment Management
New York
$8.08M +$88.2K +6,485 +1%
AAM
2
Advisors Asset Management
Colorado
$6.16M +$847K +62,241 +16%
RJA
3
Raymond James & Associates
Florida
$3.9M +$40.3K +2,961 +1%
GC
4
Guggenheim Capital
Illinois
$3.12M +$153K +11,236 +5%
UBS Group
5
UBS Group
Switzerland
$2.62M -$256K -18,817 -9%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$2.3M +$2.21M +162,713 +3,838%
Bank of America
7
Bank of America
North Carolina
$1.85M +$35.6K +2,618 +2%
Morgan Stanley
8
Morgan Stanley
New York
$1.09M -$106K -7,807 -9%
Wells Fargo
9
Wells Fargo
California
$1.03M +$3.58K +263 +0.4%
LPL Financial
10
LPL Financial
California
$883K -$579K -42,578 -41%
Bank of Nova Scotia
11
Bank of Nova Scotia
Ontario, Canada
$814K -$124K -9,151 -13%
AFP
12
Ausdal Financial Partners
Iowa
$753K -$53.2K -3,908 -7%
Invesco
13
Invesco
Georgia
$723K +$78.4K +5,760 +12%
JWM
14
Jacobus Wealth Management
Wisconsin
$432K -$57.2K -4,202 -12%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$427K -$309K -22,699 -42%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$359K -$17.3K -1,270 -5%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$222K +$952 +70 +0.4%
AG
18
Advisor Group
Arizona
$207K +$205K +15,040 New
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$200K +$27.9K +2,050 +17%
GWM
20
Geneos Wealth Management
Colorado
$138K +$6.46K +475 +5%
IA
21
IFP Advisors
Florida
$122K +$120K +8,857 New
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$64K +$517 +38 +0.8%
US Bancorp
23
US Bancorp
Minnesota
$44K +$43.5K +3,200 New
Creative Planning
24
Creative Planning
Kansas
$21K +$340 +25 +2%
SIM
25
Sonora Investment Management
Arizona
$9.65K – – –
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