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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
SFS
1
Shaker Financial Services
Virginia
$9.31M +$858K +54,947 +10%
Raymond James Financial
2
Raymond James Financial
Florida
$8.46M +$559K +35,764 +7%
Baird Financial Group
3
Baird Financial Group
Wisconsin
$7.12M -$1.4M -89,746 -16%
Morgan Stanley
4
Morgan Stanley
New York
$5.53M -$146K -9,332 -2%
GC
5
Guggenheim Capital
Illinois
$4.69M +$760K +48,676 +18%
1CP
6
1607 Capital Partners
Virginia
$4.26M +$4.5M +288,211 New
Invesco
7
Invesco
Georgia
$3.87M -$133K -8,521 -3%
RPGNY
8
Retirement Planning Group (New York)
New York
$3.86M -$204K -13,037 -5%
KIM
9
Karpus Investment Management
New York
$2.72M +$2.11M +135,119 +275%
Osaic Holdings
10
Osaic Holdings
Arizona
$2.64M -$48.8K -3,122 -2%
CIA
11
Capital Investment Advisors
Georgia
$1.72M – – –
Wells Fargo
12
Wells Fargo
California
$1.61M +$103K +6,618 +6%
WAM
13
Wolverine Asset Management
Illinois
$1.52M +$205K +13,100 +15%
SPIA
14
Steward Partners Investment Advisory
New York
$1.34M +$1.56K +100 +0.1%
LPL Financial
15
LPL Financial
California
$1.33M -$210K -13,415 -13%
Thrivent Financial for Lutherans
16
Thrivent Financial for Lutherans
Minnesota
$1.26M +$197K +12,600 +17%
IAIM
17
International Assets Investment Management
Florida
$780K -$15.3K -977 -2%
SWM
18
Spire Wealth Management
Virginia
$762K – – –
Ameriprise
19
Ameriprise
Minnesota
$673K -$33.2K -2,123 -4%
UBS Group
20
UBS Group
Switzerland
$608K -$216K -13,808 -25%
ZCP
21
Z3 Capital Partners
Virginia
$600K +$67.2K +4,300 +12%
Bank of America
22
Bank of America
North Carolina
$529K +$35.7K +2,285 +7%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$518K -$2.58K -165 -0.5%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$485K +$6.09K +390 +1%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$451K +$78 +5 +0%
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