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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$18M +$508K +32,966 +3%
Invesco
2
Invesco
Georgia
$4.71M +$137K +8,879 +3%
RJA
3
Raymond James & Associates
Florida
$4.41M -$342K -22,192 -7%
GC
4
Guggenheim Capital
Illinois
$3.67M +$147K +9,520 +4%
LPL Financial
5
LPL Financial
California
$2.77M +$381K +24,761 +16%
Bank of America
6
Bank of America
North Carolina
$2.08M -$115K -7,473 -5%
Wells Fargo
7
Wells Fargo
California
$1.59M +$52.2K +3,389 +3%
CRC
8
Curi RMB Capital
Illinois
$1.23M -$168K -10,919 -12%
Ameriprise
9
Ameriprise
Minnesota
$1.14M +$1.02K +66 +0.1%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.11M -$135K -8,755 -11%
AFP
11
Ausdal Financial Partners
Iowa
$901K -$632 -41 -0.1%
AG
12
Advisor Group
Arizona
$706K +$139K +9,024 +25%
Morgan Stanley
13
Morgan Stanley
New York
$645K -$87.3K -5,666 -12%
Cohen & Steers
14
Cohen & Steers
New York
$628K -$949K -61,610 -60%
CA
15
Cetera Advisors
Colorado
$477K +$38.8K +2,516 +9%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$449K +$47.2K +3,065 +12%
CAN
17
Cetera Advisor Networks
California
$419K +$29.9K +1,941 +8%
UBS Group
18
UBS Group
Switzerland
$407K +$30.1K +1,951 +8%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$208K -$23.1K -1,501 -10%
GWM
20
Geneos Wealth Management
Colorado
$200K +$178K +11,530 +870%
SFS
21
Shaker Financial Services
Virginia
$187K +$184K +11,965 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$164K +$162K +10,538 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$150K -$25.6K -1,662 -15%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$110K – – –
HCM
25
Hilton Capital Management
New York
$51K -$50.4K -3,274 Closed
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