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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
KIM
1
Karpus Investment Management
New York
$9.42M +$1.18M +85,321 +14%
SFS
2
Shaker Financial Services
Virginia
$7.59M +$1.92M +139,653 +34%
AAM
3
Advisors Asset Management
Colorado
$6.25M +$2.02M +146,250 +48%
RJA
4
Raymond James & Associates
Florida
$3.52M -$149K -10,843 -4%
GC
5
Guggenheim Capital
Illinois
$3.21M +$37.6K +2,730 +1%
UBS Group
6
UBS Group
Switzerland
$2.95M -$181K -13,112 -6%
Citigroup
7
Citigroup
New York
$2.44M +$319K +23,135 +15%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$2.41M -$67.4K -4,888 -3%
Invesco
9
Invesco
Georgia
$2.21M -$63.7K -4,623 -3%
Bank of America
10
Bank of America
North Carolina
$1.69M -$178K -12,904 -10%
LPL Financial
11
LPL Financial
California
$1.56M +$131K +9,521 +9%
JWM
12
Jacobus Wealth Management
Wisconsin
$834K +$325K +23,585 +65%
AFP
13
Ausdal Financial Partners
Iowa
$765K -$13.4K -973 -2%
Wells Fargo
14
Wells Fargo
California
$756K -$209K -15,194 -22%
Bank of Nova Scotia
15
Bank of Nova Scotia
Ontario, Canada
$587K +$581K +42,152 New
Morgan Stanley
16
Morgan Stanley
New York
$439K -$113K -8,162 -21%
LCM
17
Laurion Capital Management
New York
$432K -$414K -30,044 -49%
AIA
18
Allegis Investment Advisors
Idaho
$422K +$100K +7,272 +32%
BC
19
Brinker Capital
Pennsylvania
$385K +$381K +27,626 New
RJFSA
20
Raymond James Financial Services Advisors
Florida
$363K -$4.13K -300 -1%
AG
21
Advisor Group
Arizona
$323K +$2.92K +212 +0.9%
Ameriprise
22
Ameriprise
Minnesota
$256K +$254K +18,400 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$253K +$5.57K +404 +2%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$234K -$34.5K -2,500 -13%
FNBT
25
FineMark National Bank & Trust
Florida
$222K +$220K +15,940 New
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