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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$12.5M -$1.65M -114,868 -33%
RJA
2
Raymond James & Associates
Florida
$4.12M +$91.2K +6,358 +2%
GC
3
Guggenheim Capital
Illinois
$3.78M +$609K +42,439 +16%
Morgan Stanley
4
Morgan Stanley
New York
$2.75M +$451K +31,442 +16%
Invesco
5
Invesco
Georgia
$2.65M +$382K +26,651 +14%
Cohen & Steers
6
Cohen & Steers
New York
$2.35M – – –
Thrivent Financial for Lutherans
7
Thrivent Financial for Lutherans
Minnesota
$1.84M -$196K -13,647 -8%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.55M +$43.1K +3,005 +2%
SFS
9
Shaker Financial Services
Virginia
$1.45M -$2.16M -150,313 -56%
LPL Financial
10
LPL Financial
California
$1.42M +$133K +9,289 +9%
Wells Fargo
11
Wells Fargo
California
$1.35M -$75.7K -5,278 -5%
UBS Group
12
UBS Group
Switzerland
$921K -$10.1K -706 -0.9%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$829K +$288K +20,063 +42%
Bank of America
14
Bank of America
North Carolina
$427K -$6.54K -456 -1%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$343K +$406K +28,288 New
CA
16
Cetera Advisors
Colorado
$321K – – –
Ameriprise
17
Ameriprise
Minnesota
$310K +$30.8K +2,150 +9%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$289K -$46.5K -3,241 -12%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$252K -$1.26K -88 -0.4%
RJT
20
Raymond James Trust
Florida
$237K – – –
IAIM
21
International Assets Investment Management
Florida
$196K +$7.24K +505 +3%
KIM
22
Karpus Investment Management
New York
$189K -$135K -9,380 -38%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$143K -$4.29K -299 -2%
HWAM
24
Hennion & Walsh Asset Management
New Jersey
$140K +$166K +11,592 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$136K -$20K -1,397 -11%
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