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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
1
Raymond James & Associates
Florida
$5.07M +$83.2K +6,776 +2%
Cohen & Steers
2
Cohen & Steers
New York
$3.85M +$1.1M +89,616 +42%
Morgan Stanley
3
Morgan Stanley
New York
$3.27M +$9.74K +793 +0.3%
GC
4
Guggenheim Capital
Illinois
$3.07M -$763K -62,166 -21%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.83M +$2.36M +192,354 +652%
AAM
6
Advisors Asset Management
Colorado
$2.53M -$83.8K -6,826 -3%
Invesco
7
Invesco
Georgia
$2.3M -$211K -17,202 -9%
SFS
8
Shaker Financial Services
Virginia
$2.12M +$1.09M +88,899 +118%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.68M +$9.97K +812 +0.6%
Wells Fargo
10
Wells Fargo
California
$1.4M -$71.4K -5,814 -5%
LPL Financial
11
LPL Financial
California
$1.33M -$154K -12,507 -11%
Thrivent Financial for Lutherans
12
Thrivent Financial for Lutherans
Minnesota
$1.1M -$111K -9,056 -9%
WAM
13
Wolverine Asset Management
Illinois
$1.09M +$576K +46,945 +122%
SWM
14
Spire Wealth Management
Virginia
$1M +$289K +23,503 +43%
UBS Group
15
UBS Group
Switzerland
$894K -$9.12K -743 -1%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$863K +$3.57K +291 +0.4%
CIA
17
Capital Investment Advisors
Georgia
$734K +$433K +35,250 +158%
CA
18
Cornerstone Advisors
North Carolina
$593K +$571K +46,495 New
Bank of America
19
Bank of America
North Carolina
$430K -$9.77K -796 -2%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$394K -$32.6K -2,656 -8%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$362K -$14.5K -1,182 -4%
IAIM
22
International Assets Investment Management
Florida
$320K +$37.5K +3,057 +14%
LCM
23
Landscape Capital Management
New Jersey
$313K +$301K +24,539 New
RJT
24
Raymond James Trust
Florida
$286K +$35.4K +2,881 +15%
CA
25
Cetera Advisors
Colorado
$248K -$24.6K -2,000 -9%
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