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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
KIM
1
Karpus Investment Management
New York
$7.9M +$4M +303,072 +110%
AAM
2
Advisors Asset Management
Colorado
$5.24M -$1.24M -94,101 -20%
RJA
3
Raymond James & Associates
Florida
$3.81M -$179K -13,595 -5%
GC
4
Guggenheim Capital
Illinois
$2.93M +$175K +13,270 +7%
UBS Group
5
UBS Group
Switzerland
$2.85M +$564K +42,764 +26%
Bank of America
6
Bank of America
North Carolina
$1.8M +$617K +46,727 +55%
LPL Financial
7
LPL Financial
California
$1.41M +$251K +18,999 +22%
Morgan Stanley
8
Morgan Stanley
New York
$1.18M -$141K -10,710 -11%
Wells Fargo
9
Wells Fargo
California
$1.01M -$304K -23,038 -24%
Bank of Nova Scotia
10
Bank of Nova Scotia
Ontario, Canada
$929K +$900K +68,187 New
AFP
11
Ausdal Financial Partners
Iowa
$797K -$60K -4,542 -7%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$731K +$153K +11,591 +28%
Invesco
13
Invesco
Georgia
$636K +$52.6K +3,984 +9%
UR
14
USCA RIA
Texas
$558K -$438K -33,175 -45%
SFS
15
Shaker Financial Services
Virginia
$525K +$83.4K +6,320 +20%
JWM
16
Jacobus Wealth Management
Wisconsin
$484K -$337K -25,513 -42%
DA
17
Doliver Advisors
Texas
$457K +$261K +19,795 +144%
WAM
18
Weiss Asset Management
Massachusetts
$430K -$267K -20,201 -39%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$372K +$3.96K +300 +1%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$218K -$24.9K -1,889 -11%
AIG
21
American International Group
New York
$194K +$55.4K +4,200 +42%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$184K -$13.2K -1,000 -7%
OC
23
Oppenheimer & Co
New York
$183K +$24.8K +1,875 +16%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$168K +$660 +50 +0.4%
RJT
25
Raymond James Trust
Florida
$139K +$134K +10,165 New
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