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Nuveen Core Equity Alpha Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$9.85M -$431K -27,742 -4%
KIM
2
Karpus Investment Management
New York
$4.53M +$4.45M +286,993 +686%
RJA
3
Raymond James & Associates
Florida
$4.05M -$345K -22,236 -7%
GC
4
Guggenheim Capital
Illinois
$3.76M -$17.7K -1,142 -0.4%
UBS Group
5
UBS Group
Switzerland
$2.15M +$404K +26,047 +20%
Wells Fargo
6
Wells Fargo
California
$1.99M -$777K -50,061 -26%
JWM
7
Jacobus Wealth Management
Wisconsin
$1.58M -$24.3K -1,565 -1%
Bank of America
8
Bank of America
North Carolina
$1.18M +$26K +1,676 +2%
Morgan Stanley
9
Morgan Stanley
New York
$1.06M -$37.2K -2,398 -3%
Bank of Nova Scotia
10
Bank of Nova Scotia
Ontario, Canada
$1.04M +$1.18M +75,841 New
UR
11
USCA RIA
Texas
$1.02M +$636 +41 +0.1%
WAM
12
Weiss Asset Management
Massachusetts
$713K +$804K +51,775 New
LPL Financial
13
LPL Financial
California
$518K -$41.8K -2,693 -7%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$470K +$210K +13,502 +66%
Invesco
15
Invesco
Georgia
$433K +$157K +10,120 +48%
SEIA
16
Signature Estate & Investment Advisors
California
$318K +$358K +23,053 New
RJFSA
17
Raymond James Financial Services Advisors
Florida
$242K +$273K +17,576 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$233K -$58.8K -3,790 -18%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$180K +$33.1K +2,134 +19%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$161K +$138K +8,907 +320%
OC
21
Oppenheimer & Co
New York
$158K +$2.39K +154 +1%
AIG
22
American International Group
New York
$146K +$3.27K +211 +2%
FNBT
23
FineMark National Bank & Trust
Florida
$104K +$103K +6,635 New
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$95K +$14.3K +922 +15%
FAM
25
Formidable Asset Management
Ohio
$89K