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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$12.4M -$1.81M -134,847 -13%
SFS
2
Shaker Financial Services
Virginia
$6.33M +$1.48M +110,423 +32%
RJA
3
Raymond James & Associates
Florida
$4.25M +$155K +11,547 +4%
GC
4
Guggenheim Capital
Illinois
$3.42M +$227K +16,937 +7%
LPL Financial
5
LPL Financial
California
$2.88M +$87.9K +6,551 +3%
Invesco
6
Invesco
Georgia
$2.74M -$609K -45,434 -19%
Bank of America
7
Bank of America
North Carolina
$1.64M -$32.1K -2,393 -2%
Wells Fargo
8
Wells Fargo
California
$1.14M -$37.7K -2,812 -3%
Ameriprise
9
Ameriprise
Minnesota
$1.06M -$1.99K -148 -0.2%
CRC
10
Curi RMB Capital
Illinois
$828K +$198K +14,740 +33%
AG
11
Advisor Group
Arizona
$772K -$9.95K -742 -1%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$753K -$155K -11,571 -18%
Morgan Stanley
13
Morgan Stanley
New York
$667K +$88.2K +6,573 +16%
UBS Group
14
UBS Group
Switzerland
$461K +$2.48K +185 +0.6%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$362K +$30.5K +2,276 +10%
CA
16
Cetera Advisors
Colorado
$351K -$33.7K -2,516 -9%
CAN
17
Cetera Advisor Networks
California
$332K -$43K -3,203 -12%
AFP
18
Ausdal Financial Partners
Iowa
$277K +$55.9K +4,168 +27%
LC
19
Lavaca Capital
Texas
$233K – – –
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$197K +$19.7K +1,469 +12%
GWM
21
Geneos Wealth Management
Colorado
$177K -$5.7K -425 -3%
MAFM
22
Mid Atlantic Financial Management
Pennsylvania
$163K +$156K +11,600 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$146K -$58.9K -4,388 -30%
TC
24
TownSquare Capital
Utah
$146K – – –
WAM
25
Weiss Asset Management
Massachusetts
$141K -$89.4K -6,664 -40%
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