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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$9.11M +$470K +29,820 +6%
SFS
2
Shaker Financial Services
Virginia
$8.94M +$323K +20,479 +4%
Raymond James Financial
3
Raymond James Financial
Florida
$8.56M +$671K +42,556 +9%
Morgan Stanley
4
Morgan Stanley
New York
$6.11M -$166K -10,534 -3%
Invesco
5
Invesco
Georgia
$4.31M +$430K +27,289 +11%
GC
6
Guggenheim Capital
Illinois
$4.29M +$225K +14,280 +6%
RPGNY
7
Retirement Planning Group (New York)
New York
$4.27M -$40.7K -2,584 -1%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.9M +$115K +7,322 +4%
CA
9
Cornerstone Advisors
North Carolina
$2.26M -$631K -40,044 -22%
CIA
10
Capital Investment Advisors
Georgia
$1.86M -$134K -8,500 -7%
LPL Financial
11
LPL Financial
California
$1.65M +$82.7K +5,249 +5%
Wells Fargo
12
Wells Fargo
California
$1.63M -$22.8K -1,445 -1%
SPIA
13
Steward Partners Investment Advisory
New York
$1.45M -$772 -49 -0.1%
WAM
14
Wolverine Asset Management
Illinois
$1.43M -$112K -7,097 -7%
Thrivent Financial for Lutherans
15
Thrivent Financial for Lutherans
Minnesota
$1.18M -$34.3K -2,178 -3%
UBS Group
16
UBS Group
Switzerland
$875K -$741 -47 -0.1%
IAIM
17
International Assets Investment Management
Florida
$845K +$15.9K +1,011 +2%
SWM
18
Spire Wealth Management
Virginia
$822K +$11.9K +754 +1%
KIM
19
Karpus Investment Management
New York
$782K +$774K +49,077 New
Ameriprise
20
Ameriprise
Minnesota
$769K +$54K +3,424 +8%
ZCP
21
Z3 Capital Partners
Virginia
$579K +$572K +36,293 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$561K +$135K +8,581 +32%
Bank of America
23
Bank of America
North Carolina
$534K -$4.59K -291 -0.9%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$516K +$27.8K +1,762 +6%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$486K +$33.5K +2,126 +7%
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