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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$8.57M +$720K +53,305 +7%
Cohen & Steers
2
Cohen & Steers
New York
$6.5M -$424K -31,354 -5%
SFS
3
Shaker Financial Services
Virginia
$4.12M +$30K +2,221 +0.6%
RJA
4
Raymond James & Associates
Florida
$3.54M +$66.3K +4,908 +2%
Invesco
5
Invesco
Georgia
$3.26M +$923K +68,311 +29%
GC
6
Guggenheim Capital
Illinois
$2.46M +$145K +10,711 +5%
KIM
7
Karpus Investment Management
New York
$2.28M +$2.87M +212,598 New
LPL Financial
8
LPL Financial
California
$2.23M +$619K +45,815 +28%
Mercer Global Advisors
9
Mercer Global Advisors
Colorado
$1.41M +$123K +9,076 +7%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.25M +$1.58M +117,029 New
Morgan Stanley
11
Morgan Stanley
New York
$625K +$4.81K +356 +0.6%
Bank of America
12
Bank of America
North Carolina
$575K -$3.16K -234 -0.4%
Ameriprise
13
Ameriprise
Minnesota
$432K -$558K -41,310 -51%
Wells Fargo
14
Wells Fargo
California
$376K -$859K -63,582 -64%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$294K +$42.1K +3,120 +13%
AWM
16
Adams Wealth Management
Utah
$277K -$49.5K -3,665 -12%
UBS Group
17
UBS Group
Switzerland
$268K -$107K -7,910 -24%
CAN
18
Cetera Advisor Networks
California
$262K +$3.44K +255 +1%
CA
19
Cetera Advisors
Colorado
$225K -$11.5K -849 -4%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$188K +$237K +17,524 New
LC
21
Lavaca Capital
Texas
$178K – – –
MAFM
22
Mid Atlantic Financial Management
Pennsylvania
$167K +$21.6K +1,600 +11%
IAIM
23
International Assets Investment Management
Florida
$143K +$181K +13,368 New
KWM
24
Kingsview Wealth Management
Oregon
$142K +$179K +13,278 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$137K +$24.3K +1,800 +16%
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