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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
1
Raymond James & Associates
Florida
$5.24M +$306K +23,950 +6%
Cohen & Steers
2
Cohen & Steers
New York
$4.25M +$518K +40,477 +13%
GC
3
Guggenheim Capital
Illinois
$3.33M +$350K +27,378 +11%
Morgan Stanley
4
Morgan Stanley
New York
$3.29M +$103K +8,087 +3%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.64M -$117K -9,117 -4%
AAM
6
Advisors Asset Management
Colorado
$2.64M +$187K +14,597 +7%
SFS
7
Shaker Financial Services
Virginia
$2.57M +$464K +36,319 +22%
Invesco
8
Invesco
Georgia
$2.43M +$192K +15,010 +8%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.87M +$243K +19,033 +14%
Wells Fargo
10
Wells Fargo
California
$1.35M -$17.2K -1,345 -1%
LPL Financial
11
LPL Financial
California
$1.3M -$1.41K -110 -0.1%
CIA
12
Capital Investment Advisors
Georgia
$1.22M +$524K +40,960 +71%
Thrivent Financial for Lutherans
13
Thrivent Financial for Lutherans
Minnesota
$1.17M +$98.2K +7,680 +9%
SWM
14
Spire Wealth Management
Virginia
$1M +$28K +2,192 +3%
UBS Group
15
UBS Group
Switzerland
$919K +$49.6K +3,876 +6%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$863K +$22.6K +1,764 +3%
SPIA
17
Steward Partners Investment Advisory
New York
$567K +$527K +41,205 +938%
IAIM
18
International Assets Investment Management
Florida
$398K +$99.2K +7,760 +31%
Bank of America
19
Bank of America
North Carolina
$365K -$55.2K -4,315 -13%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$348K -$4.48K -350 -1%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$342K -$43.5K -3,403 -11%
RJT
22
Raymond James Trust
Florida
$339K +$61.9K +4,844 +22%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$270K +$129K +10,062 +87%
CA
24
Cetera Advisors
Colorado
$235K -$5.84K -457 -2%
NAS
25
NWF Advisory Services
California
$178K – – –
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