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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$8.41M +$275K +17,785 +3%
Raymond James Financial
2
Raymond James Financial
Florida
$7.87M +$7.66M +494,738 New
Morgan Stanley
3
Morgan Stanley
New York
$5.38M +$414K +26,746 +9%
RPGNY
4
Retirement Planning Group (New York)
New York
$4.64M +$4.52M +291,892 New
Invesco
5
Invesco
Georgia
$3.87M +$25.9K +1,672 +0.7%
GC
6
Guggenheim Capital
Illinois
$3.87M +$306K +19,805 +9%
SFS
7
Shaker Financial Services
Virginia
$3.14M +$2.71M +175,053 +782%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.52M +$620K +40,088 +34%
CIA
9
Capital Investment Advisors
Georgia
$2.3M -$103K -6,630 -4%
Wells Fargo
10
Wells Fargo
California
$1.8M -$36.1K -2,333 -2%
LPL Financial
11
LPL Financial
California
$1.7M -$50.8K -3,285 -3%
AAM
12
Advisors Asset Management
Colorado
$1.68M -$996K -64,388 -38%
Thrivent Financial for Lutherans
13
Thrivent Financial for Lutherans
Minnesota
$1.64M -$33.3K -2,152 -2%
SPIA
14
Steward Partners Investment Advisory
New York
$1.33M +$210K +13,550 +19%
UBS Group
15
UBS Group
Switzerland
$1.28M +$296K +19,147 +31%
SWM
16
Spire Wealth Management
Virginia
$744K -$11.6K -750 -2%
IAIM
17
International Assets Investment Management
Florida
$644K +$356 +23 +0.1%
Ameriprise
18
Ameriprise
Minnesota
$595K +$43.3K +2,796 +8%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$528K +$42.4K +2,740 +9%
Bank of America
20
Bank of America
North Carolina
$470K -$31.8K -2,054 -6%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$442K -$66.7K -4,313 -13%
NA
22
NewEdge Advisors
Louisiana
$432K +$24.7K +1,596 +6%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$411K +$104K +6,729 +35%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$395K -$1.7K -110 -0.4%
CWM
25
Centurion Wealth Management
Virginia
$183K +$7.13K +461 +4%
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