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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$7.85M +$7.62M +510,989 New
RJA
2
Raymond James & Associates
Florida
$6.38M -$408K -27,368 -6%
Morgan Stanley
3
Morgan Stanley
New York
$4.79M -$13.4K -899 -0.3%
Invesco
4
Invesco
Georgia
$3.72M +$372K +24,941 +11%
GC
5
Guggenheim Capital
Illinois
$3.44M +$163K +10,901 +5%
AAM
6
Advisors Asset Management
Colorado
$2.61M -$324K -21,705 -11%
CIA
7
Capital Investment Advisors
Georgia
$2.33M +$19.7K +1,324 +0.9%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.82M +$509K +34,139 +40%
Wells Fargo
9
Wells Fargo
California
$1.77M +$139K +9,339 +9%
LPL Financial
10
LPL Financial
California
$1.69M +$35.4K +2,372 +2%
Thrivent Financial for Lutherans
11
Thrivent Financial for Lutherans
Minnesota
$1.69M +$414K +27,780 +35%
SPIA
12
Steward Partners Investment Advisory
New York
$1.08M +$114K +7,675 +12%
UBS Group
13
UBS Group
Switzerland
$940K -$118K -7,897 -11%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$740K +$60.4K +4,053 +9%
SWM
15
Spire Wealth Management
Virginia
$731K -$92.5K -6,200 -12%
IAIM
16
International Assets Investment Management
Florida
$636K +$19.6K +1,312 +3%
Cohen & Steers
17
Cohen & Steers
New York
$612K -$2.28M -152,787 -79%
Ameriprise
18
Ameriprise
Minnesota
$532K +$16.7K +1,117 +3%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$493K -$133K -8,940 -22%
Bank of America
20
Bank of America
North Carolina
$486K +$52.1K +3,493 +12%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$468K +$18K +1,210 +4%
NA
22
NewEdge Advisors
Louisiana
$393K +$60K +4,022 +19%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$383K +$12.8K +861 +4%
RJT
24
Raymond James Trust
Florida
$358K – – –
SFS
25
Shaker Financial Services
Virginia
$344K -$2.69M -180,346 -89%
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