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Nuveen Core Equity Alpha Fund
JCE

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$13M +$275K +19,029 +2%
KIM
2
Karpus Investment Management
New York
$11.2M +$147K +10,145 +1%
Cohen & Steers
3
Cohen & Steers
New York
$7.21M -$362K -25,000 -5%
GC
4
Guggenheim Capital
Illinois
$4.52M +$99.1K +6,848 +2%
RJA
5
Raymond James & Associates
Florida
$4.51M -$267K -18,474 -6%
Invesco
6
Invesco
Georgia
$3M -$479K -33,134 -14%
Thrivent Financial for Lutherans
7
Thrivent Financial for Lutherans
Minnesota
$2.71M – – –
Wells Fargo
8
Wells Fargo
California
$2.49M +$22.4K +1,549 +1%
CCP
9
Clough Capital Partners
Massachusetts
$2.28M +$2.17M +149,700 New
SFS
10
Shaker Financial Services
Virginia
$2.19M -$3.05M -210,717 -59%
LPL Financial
11
LPL Financial
California
$2.06M -$29.6K -2,048 -1%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.62M -$140K -9,650 -8%
Morgan Stanley
13
Morgan Stanley
New York
$1.2M -$83.6K -5,777 -7%
1CP
14
1607 Capital Partners
Virginia
$1.15M – – –
UBS Group
15
UBS Group
Switzerland
$958K +$91.9K +6,353 +11%
Stifel Financial
16
Stifel Financial
Missouri
$643K +$38.7K +2,677 +7%
Bank of America
17
Bank of America
North Carolina
$632K -$111K -7,691 -16%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$473K +$42.8K +2,960 +11%
IAIM
19
International Assets Investment Management
Florida
$428K +$225K +15,528 +114%
CA
20
Cetera Advisors
Colorado
$373K +$41.9K +2,900 +13%
Ameriprise
21
Ameriprise
Minnesota
$317K -$34.8K -2,405 -10%
Mercer Global Advisors
22
Mercer Global Advisors
Colorado
$270K -$50.8K -3,509 -17%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$266K +$12.7K +875 +5%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$180K +$171K +11,825 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$169K -$14.1K -975 -8%
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